JO
J C. Otterbein
ON INVESTMENT MANAGEMENT CO
Farmington Hills, MI 48375
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CRD#: 1420593
JO
Professional summary
J Cortney Otterbein is a registered financial advisor currently at ON INVESTMENT MANAGEMENT CO located in Farmington Hills, Michigan and THE O.N. EQUITY SALES COMPANY located in Novi, Michigan.
J is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. J has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Integrity Investment Planning Group; 41800 W 11th Mile Road, Suite 206, Novi, MI 48375 LIFE INSURANCE SALES; SALES REPRESENTATIVE; 10/15/1980 TO PRESENT; 40 HOURS PER MONTH; 20 HOURS PER MONTH DURING TRADING HOURS; SELL LIFE, HEALTH, FIXED AND IF ASKED LONG-TERM CARE.
CRS (Client Relationship Summary) - RIA
Click below to view J Cortney Otterbein's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 23, 2010 - Present
ON INVESTMENT MANAGEMENT CO
Office #1: 41800 W Eleven Mile Road Suite 206, Farmington Hills, MI 48375RIA
CRD#: 105662
Farmington Hills, MI
Current
February 19, 2004 - Present
THE O.N. EQUITY SALES COMPANY
Office #1: 41800 W 11 Mile Road Suite 206, Novi, MI 48375BD
CRD#: 2936
Novi, MI
Past
January 29, 2010 - September 19, 2017
FAI ADVISORS, INC.
RIA
CRD#: 122132
FARMINGTON HILLS, MI
Past
January 9, 2003 - February 25, 2004
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
EL SEGUNDO, CA
Past
June 4, 1986 - October 19, 1992
HOME LIFE INSURANCE COMPANY
BD
CRD#: 4184
Past
June 4, 1986 - January 7, 2003
WS GRIFFITH SECURITIES, INC.
BD
CRD#: 10410
HARTFORD, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(12/9/2015)
RR
California(1/12/2017)
RR
Michigan(2/19/2004)
IAR
Michigan(4/23/2010)
RR
Minnesota(1/12/2021)
IAR
Minnesota(1/13/2021)
RR
Ohio(3/9/2023)
RR
South Carolina(4/1/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One Financial Way, Cincinnati, OH 45242
Mailing Address
P.o. Box 371, Cincinnati, OH 45201-0371
Phone number
(855) 262-0913
Established
Firm type
Fiscal year end
# of Employees
3,193
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,053 |
| AUM (Assets Under Management) | $ 2,376,953,646 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
