Henry E. Villacis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Henry Ernesto Villacis, who also goes by Henry E VIllacis, was a registered financial professional .
Henry is a previously registered financial professional and started their career in finance in 2001. Henry had worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 17, 2007 - December 31, 2014
GROVE POINT INVESTMENTS, LLC
August 10, 2004 - June 21, 2012
EQUITY GROUP FINANCIAL
June 3, 2004 - September 11, 2007
KOVACK SECURITIES INC.
October 20, 2003 - June 11, 2004
MUTUAL SERVICE CORPORATION
October 26, 2001 - October 21, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
October 25, 2001 - October 21, 2003
IDS LIFE INSURANCE COMPANY
October 25, 2001 - October 21, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GROVE POINT INVESTMENTS, LLC
CRD#: 1763 / SEC#: 801-undefined, 8-31165
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
