Raymond B. Gault
Professional summary
Raymond Butler Gault SR, CFP®, who also goes by Raymond Butler Gault, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Raymond is registered as a RR (Registered Representative) and started their career in finance in 1985. Raymond has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Raymond Butler Gault SR's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 20, 2013 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901June 1, 2009 - February 7, 2013
MORGAN STANLEY
June 1, 2009 - February 7, 2013
MORGAN STANLEY
June 21, 2006 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
July 31, 1993 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
May 14, 1988 - July 31, 1993
LEHMAN BROTHERS INC.
November 20, 1985 - May 14, 1988
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/4/2016)
(2/20/2013)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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