Sandra A. Arnaud
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sandra Ann Arnaud, who also goes by Sandra A Schexnaider, Sandra Schexnaider, was a registered financial professional .
Sandra is a previously registered financial professional and started their career in finance in 1985. Sandra had worked at 8 firms and has passed the Series 65, Series 63, Series 7, Series 22, Series 51, Series 24 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2009 - December 31, 2011
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
May 14, 1993 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
May 14, 1993 - June 25, 2012
RAYMOND JAMES FINANCIAL SERVICES, INC.
November 27, 1989 - May 28, 1993
LEHMAN BROTHERS INC.
August 15, 1989 - November 22, 1989
ADVANTAGE CAPITAL CORPORATION
May 27, 1988 - February 21, 1989
FSC SECURITIES CORPORATION
November 24, 1986 - June 1, 1988
SECURICORP, INC.
July 25, 1986 - December 2, 1986
AMERIPRISE FINANCIAL SERVICES, LLC
September 26, 1985 - April 29, 1986
CENTURY 21 SECURITIES CORPORATION
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
