Andrew F. Gurley
Professional summary
Andrew Fenn Gurley JR, who also goes by Andrew Fenn Gurley, Drew Fenn Gurley, Drew Gurley Jr, Drew Gurley, Andrew Fenn Gurley Jr., is a registered financial professional currently at SIEBERT WILLIAMS SHANK & CO., LLC located in New York, New York.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 1986. Andrew has worked at 6 firms and has passed the Series 63, Series 52TO, SIE, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew Fenn Gurley JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 20, 2010 - Present
SIEBERT WILLIAMS SHANK & CO., LLC
Office #1: 100 Wall Street 18th Floor, New York, NY 10005July 15, 2009 - October 27, 2010
FIRST SOUTHWEST COMPANY, LLC
January 16, 2006 - July 1, 2008
UBS SECURITIES LLC
March 4, 1993 - January 16, 2006
UBS FINANCIAL SERVICES INC.
May 20, 1986 - September 16, 1987
MATTHEWS & WRIGHT, INC.
May 20, 1986 - September 16, 1987
MATTHEWS & WRIGHT CAPITAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/1/2011)
(10/20/2010)
(5/12/2014)
(10/20/2010)
(10/20/2010)
(5/12/2014)
(10/21/2010)
(5/12/2014)
(5/12/2014)
(10/21/2010)
(10/20/2010)
(1/1/2011)
(1/1/2011)
(5/12/2014)
(1/1/2011)
(10/20/2010)
(1/1/2011)
(1/3/2011)
(10/20/2010)
(1/1/2011)
(5/12/2014)
(1/1/2011)
(5/12/2014)
(1/7/2011)
(10/20/2010)
(1/1/2011)
(5/12/2014)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
SIEBERT WILLIAMS SHANK & CO., LLC
CRD#: 42568 / SEC#: , 8-49877
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SHANK WILLIAMS CISNEROS, LLC | OWNER | |
| CALABRISOTTO, DIANNE NMN | AML OFFICER | 1273900 |
| CALABRISOTTO, DIANNE NMN | CHIEF COMPLIANCE OFFICER & COO | 1273900 |
| CHANDA, ATEESH SINGH | CHIEF LEGAL OFFICER | 6973151 |
| DIAZ, DANIEL | FINANCIAL PRINCIPAL | 2214417 |
| HALL, GARY | CO-PRESIDENT | 4393662 |
| SHANK-WERDLOW, SUZANNE FRANCES | CEO, DIRECTOR OF PARENT | 1860931 |
| THOMPSON, WILLIAM COLRIDGE JR | CHIEF ADMINISTRATIVE OFFICER | 2316101 |
| WARNER, SOBANI MULENGA | CO-PRESIDENT | 1732009 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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