Sandra C. Field

ASSET PLANNING,

LOS ALAMITOS, CA 90720

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CRD#: 1419210

Professional summary

Sandra Cheryl Field, CFP®, who also goes by Sandra Kendle, Sandra Cheryl Platt, is a registered financial advisor currently at ASSET PLANNING, INC located in Los Alamitos, California.

Sandra is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Sandra has worked at 4 firms and has passed the Series 7 and Series 24 exams.

Biography

A Southern California native, Sandra graduated from California State University Long Beach with a Bachelor of Science in Finance and from University of Southern California (USC) with a Masters in Business Administration. Whether she is assisting clients to reach their retirement goals or working with clients on budgeting and cash flow to reduce debt, education is at the core of Sandra's philosophy. She emphasizes the importance of developing a relationship with and educating clients, placing the utmost importance on helping them reach their goals, whatever they may be.

Question & Answer

What are your service offerings?

Retirement Income Management

Inheritance

Investment Planning

Retirement Planning

Do you have an area of expertise or specialization?

AUM

Divorce Planning

High Net Worth Client Needs

Hourly

Investment Advice with Ongoing...

Retirement Planning & Distribu...

What is your minimum asset requirement?

500K

Are you a "fiduciary"?

Yes

Aliases

Sandra Kendle | Sandra Cheryl Platt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sandra Cheryl Field's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1988

Experience

Current

February 13, 1998 - Present

ASSET PLANNING, INC

Office #1: 4281 Katella Avenue Suite 203, Los Alamitos, CA 90720

RIA

CRD#: 111535

LOS ALAMITOS, CA

Past

February 23, 2001 - August 11, 2003

FINANCIAL TELESIS INC

CRD#: 31012

SAN RAFAEL, CA

Past

March 9, 1998 - January 2, 2001

MILESTONE FINANCIAL SERVICES, INC.

CRD#: 43295

BOHEMIA, NY

Past

October 23, 1985 - May 8, 1998

INTERFIRST CAPITAL CORPORATION

CRD#: 7659

LOS ANGELES, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ASSET PLANNING, INC

CRD#: 111535 / SEC#: 801-62993

RIA

Registered Investment Advisory firm - (4/13/2004 Approved)

California

Registered Investment Advisory firm - (4/20/2004 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/13/1998)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 7

Date: 10/19/1985

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/1/1998

General Securities Principal Examination

Current Firm

ASSET PLANNING, INC

CRD#: 111535 / SEC#: 801-62993

RIA

Registered Investment Advisory firm - (4/13/2004 Approved)

California

Registered Investment Advisory firm - (4/20/2004 Terminated)

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Contact information

Main Address

4281 Katella Avenue Suite 203, Los Alamitos, CA 90720

Mailing Address

Phone number

(714) 827-5794

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A BROCHURE (3/10/2025)

Regulatory assets under management

Total Number of Accounts	1,018
AUM (Assets Under Management)	$ 506,033,322

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Sandra C. Field

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sandra Cheryl Field's CRS (Customer Relationship Summary).

Certified licenses

Experience

ASSET PLANNING, INC

FINANCIAL TELESIS INC

MILESTONE FINANCIAL SERVICES, INC.

INTERFIRST CAPITAL CORPORATION

Primary Firm SEC Registration

ASSET PLANNING, INC

State Registrations and Notice Filings

Exams

Series 7

Date: 10/19/1985

Series 24

Date: 6/1/1998

Current Firm

ASSET PLANNING, INC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ASSET PLANNING, INC

TRUST BUT VERIFY

Contact information

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