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JB

Jeffrey M. Barber

ALTERNATIVE EXECUTION GROUP
Bayonne, NJ 07002
Some features on this profile are disabled
CRD#: 1419203
JB

Professional summary


Jeffrey Michael Barber, who also goes by Bobo Barber, is a registered financial professional currently at ALTERNATIVE EXECUTION GROUP located in Bayonne, New Jersey.

Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1986. Jeffrey has worked at 8 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Bobo Barber

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Jeffrey Michael Barber's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 1, 2021 - Present

ALTERNATIVE EXECUTION GROUP

Office #1: 111 W 41st Street, Bayonne, NJ 07002
BD
CRD#: 167830
Bayonne, NJ
Past

October 23, 2013 - March 26, 2021

PUMA CAPITAL, LLC

BD
CRD#: 146744
RED BANK, NJ
Past

March 6, 2013 - October 18, 2013

SSC NY CORP.

BD
CRD#: 29804
NEW YORK, NY
Past

July 12, 2012 - March 4, 2013

SETON SECURITIES GROUP, INC.

BD
CRD#: 18044
NEW YORK, NY
Past

May 30, 2002 - June 18, 2012

RUSHMORE CAPITAL, INC.

BD
CRD#: 5940
MONTVALE, NJ
Past

May 29, 2002 - June 30, 2011

DOMESTIC SECURITIES, INC.

BD
CRD#: 34721
EDISON, NJ
Past

November 23, 1987 - May 30, 2002

CROWN FINANCIAL GROUP, INC.

BD
CRD#: 540
JERSEY CITY, NJ
Past

October 30, 1987 - November 23, 1987

CROWN FINANCIAL GROUP, INC.

BD
CRD#: 540
Past

June 23, 1986 - October 29, 1987

DOMESTIC ARBITRAGE GROUP, INC.

BD
CRD#: 8144

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(4/1/2021)
RR
New Jersey
(4/1/2021)

Exams


State Security Law Exam
RR
Series 63
Date: 3/4/1988
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 3/30/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm


AE
ALTERNATIVE EXECUTION GROUP
ALTERNATIVE EXECUTION GROUP | THREE BROTHERS TRADING, LLC

CRD#: 167830 / SEC#: , 8-69279

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information


Main Address
111 W 41st Street, Bayonne, NJ 07002
Mailing Address
90 Avenue B, Bayonne, NJ 07002
Phone number
(201) 412-3298
Established
New York since 06/01/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
ALTER, CAROLINELLC MEMBER
ALTER, RICHARD SAMUELCEO, GSP2697740
KRIEWALD, JESSICAFINOP7052634
SHERMAN, DOUGLAS JAMESPRESIDENT, GSP2477874
TRIPP, JASON LYNNCHIEF COMPLIANCE OFFICER4656089

Disclosures


Regulatory Event2

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ALTERNATIVE EXECUTION GROUP

CRD#: 167830Bayonne, NJ 07002

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