William B. Marcus
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William B Marcus, who also goes by Bill Marcus, William B Marcus, William Bruce Marcus, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1986. William had worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 3, Series 30 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 2017 - September 13, 2024
YOUNG AMERICA CAPITAL, LLC
August 12, 2016 - December 31, 2018
SMARTX ADVISORY SOLUTIONS
April 13, 2011 - April 22, 2016
HEDGE HARBOR INC.
January 2, 2008 - September 23, 2010
NEWEDGE USA, LLC
January 25, 2001 - September 1, 2008
NEWEDGE FINANCIAL INC.
January 5, 1996 - August 21, 2000
SDI CAPITAL MARKETS, INC.
February 24, 1992 - March 21, 1994
J.P. MORGAN SECURITIES LLC
February 22, 1990 - March 4, 1992
DISCOUNT CORPORATION OF NEW YORK FUTURES
March 19, 1986 - September 6, 1989
PERSHING LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
YOUNG AMERICA CAPITAL, LLC
CRD#: 150443 / SEC#: , 8-68260
Contact information
FINRA licenses (30 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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