William B Marcus
Professional Summary
William B Marcus, who also goes by Bill Marcus, William B Marcus, William Bruce Marcus, is a registered financial advisor currently at REGIMENT SECURITIES, LLC. located in Chicago, Illinois. William is registered as a RR (Registered Representative) and started their career in finance in 1986. William has worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 3, Series 30 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Bill Marcus, William B Marcus, William Bruce Marcus
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
41 years in the financial services industry
Current & Past Employments
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Current Firm
REGIMENT SECURITIES, LLC.
Contact Information
Main Address
420 N. Wabash Avenue, Chicago, IL 60611Mailing Address
420 N. Wabash Avenue 430, Chicago, IL 60611Phone Number
(773) 480-7561Established
Delaware since 09/21/2020Firm Type
Limited Liability CompanyFiscal Year End
JuneFirm Size
SmallFINRA licenses (36 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(4/3/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view William B Marcus's CRS (Customer Relationship Summary).
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