George Y. Hessler

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CRD#: 1417312

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

George Yonetsu Hessler was a registered financial professional .

George is a previously registered financial professional and started their career in finance in 1985. George had worked at 13 firms and has passed the Series 63, SIE, Series 34, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 1, 2017 - September 6, 2019

TOR BROKERAGE LLC

CRD#: 135274

north bergen, NJ

Past

January 31, 2014 - December 22, 2016

OKCOIN SECURITIES LLC

CRD#: 136696

SAN FRANSISCO, CA

Past

June 28, 2010 - October 28, 2011

PROTRADE SECURITIES, LLC

CRD#: 149536

CARMEL, NY

Past

April 19, 2010 - May 17, 2012

SPEEDTRADER, INC

CRD#: 107403

CARMEL, NY

Past

May 18, 2007 - January 25, 2010

LIGHTSPEED FINANCIAL SERVICES GROUP LLC

CRD#: 104369

MORRISTOWN, NJ

Past

June 29, 2005 - June 9, 2007

LAVA TRADING, INC.

CRD#: 133804

NEW YORK, NY

Past

October 20, 2004 - July 20, 2005

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

November 1, 2002 - October 23, 2003

CARLIN EQUITIES, LLC

CRD#: 31295

NEW YORK, NY

Past

September 10, 1999 - December 1, 2000

TULLETT LIBERTY BROKERAGE INC.

CRD#: 19717

JERSEY CITY, NJ

Past

February 17, 1998 - July 14, 1998

STIRES & CO., INC.

CRD#: 6813

NEW YORK, NY

Past

November 27, 1996 - April 21, 1997

QUAKER SECURITIES, INC.

CRD#: 27263

MALVERN, PA

Past

March 31, 1990 - December 22, 1994

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

October 22, 1985 - March 5, 1990

DREXEL BURNHAM LAMBERT INCORPORATED

CRD#: 7323

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 10/11/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 34

Date: 10/26/2010

Retail Off-Exchange FOREX Examination

General Industry/Product Exam

Series 3

Date: 5/19/2008

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 10/19/1985

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/16/2007

General Securities Principal Examination

Current Firm

TOR BROKERAGE LLC

ELITE ACCESS PARTNERS | TOR BROKERAGE LLC

CRD#: 135274 / SEC#: , 8-66903

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

9019 Old River Road 2nd Floor, North Bergen, NJ 07047

Mailing Address

9019 Old River Road 2nd Floor, North Bergen, NJ 07047

Phone number

(201) 941-0002

Established

Delaware since 02/09/2005

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (7 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
VCT HOLDINGS LLC	MEMBER
VCT HOLDINGS II LLC	MEMBER
APPELSON, STUART DAVID	FINOP	2176520
KRKUTI, BESART	CHIEF FINANCIAL OFFICER	7318260
SANDOR, VICTOR EROL	MANAGER, CHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER	2437119
SCHAEFFER, BRIAN KEITH	CEO	3063403

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

George Y. Hessler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

OKCOIN SECURITIES LLC

PROTRADE SECURITIES, LLC

SPEEDTRADER, INC

LIGHTSPEED FINANCIAL SERVICES GROUP LLC

LAVA TRADING, INC.

CITIGROUP GLOBAL MARKETS INC.

CARLIN EQUITIES, LLC

TULLETT LIBERTY BROKERAGE INC.

STIRES & CO., INC.

QUAKER SECURITIES, INC.

PRUDENTIAL EQUITY GROUP, LLC

DREXEL BURNHAM LAMBERT INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 10/11/1985

SIE

Date: 10/1/2018

Series 34

Date: 10/26/2010

Series 3

Date: 5/19/2008

Series 7

Date: 10/19/1985

Series 24

Date: 8/16/2007

Current Firm

TOR BROKERAGE LLC

Contact information

FINRA licenses (7 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

TOR BROKERAGE LLC

TRUST BUT VERIFY

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