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RH

Ronald J. Heller

WOODSIDE CAPITAL SECURITIES LLC
Palo Alto, CA 94306
Some features on this profile are disabled
CRD#: 1417272
RH

Professional summary

Ronald Joseph Heller is a registered financial professional currently at WOODSIDE CAPITAL SECURITIES LLC located in Palo Alto, California.

Ronald is registered as a RR (Registered Representative) and started their career in finance in 2000. Ronald has worked at 5 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ronald Joseph Heller's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 28, 2012 - Present

WOODSIDE CAPITAL SECURITIES LLC

Office #1: 2650 Birch Street Suite 100, Palo Alto, CA 94306
BD
CRD#: 152603
Palo Alto, CA
Past

May 9, 2005 - December 23, 2011

NEWFORTH PARTNERS, LLC

BD
CRD#: 131142
FOSTER CITY, CA
Past

December 5, 2003 - March 16, 2005

NANES, DELORME CAPITAL MANAGEMENT LLC

BD
CRD#: 104135
NEW YORK, NY
Past

January 16, 2002 - April 16, 2002

GARAGE SECURITIES, INC.

BD
CRD#: 45699
PALO ALTO, CA
Past

February 8, 2000 - May 15, 2001

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(8/3/2012)

Exams

State Security Law Exam
RR
Series 63
Date: 8/2/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/21/1987
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

WC
WOODSIDE CAPITAL SECURITIES LLC
WOODSIDE CAPITAL SECURITIES LLC

CRD#: 152603 / SEC#: , 8-68469

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information

Main Address
2650 Birch Street Suite 100, Palo Alto, CA 94306
Mailing Address
2650 Birch Street Suite 100, Palo Alto, CA 94306
Phone number
(650) 513-2755
Established
Delaware since 08/21/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
WOODSIDE CAPITAL PARTNERS INTERNATIONAL LLCOWNER, MANAGING MEMBER
BURGER, RUDOLPH EDWARDMANAGING DIRECTOR, CCO
COLLINS, ELIZABETH SARAHFINOP, CFO4714831

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WOODSIDE CAPITAL SECURITIES LLC

CRD#: 152603Palo Alto, CA 94306

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