BR
Beneta D. Reynoso
CENTAURUS FINANCIAL
Riverside, CA 92504
Some features on this profile are disabled
CRD#: 1417230
BR
Professional summary
Beneta Diane Reynoso, who also goes by Beneta Diane Flock, Beneta Flock, Beneta D Reynoso, is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Riverside, California.
Beneta is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Beneta has worked at 9 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Beneta Diane Flock | Beneta Flock | Beneta D Reynoso
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. EMPIRE FINANCIAL BENEFITS, INC., INVESTMENT RELATED, RIVERSIDE, CA 92506, FINANCIAL SERVICES, CEO, SINCE 12/16/2016, DEVOTED TIME IS 40 HOURS PER WEEK, RUN THE COMPANY, CLIENT MANAGMENT, PAYROLL, MARKETING AND SALES. 2. EPIC ESTATE PLANS, NON-INVESTMENT RELATED, PO BOX 346, COVINA, CA 91723, IRREVOCABLE LIVING TRUSTS, NETWORKING COUNSELOR, SINCE 1/2/1992, DEVOTED TIME IS HOUR A MONTH, GATHER INFORMATION AND FILL OUT AN EPIC WORKSHEET, THAT LATER ON WILL BE COMPLETED BY THE ATTORNEY. 3. AMERIESTATE LEGAL PLAN, INC. NON-INVESTMENT RELATED, 3525 HYLAND AVE., SUITE #150, COSTA MESA, CA 92626, PREPARATION OF REVOCABLE LIVING TRUST, AGENT, SINCE 3/31/2020, DEVOTED TIME IS 2 HOURS A MONTH, AS AN INDEPENDENT SALES REPRESENTATIVE GENERALLY ASSIST IN THE COMPLETION OF QUESTIONNAIRES AND FOR THE GATHERING OF DEEDS, TAX BILLS, FAMILY AND FINANCIAL INFORMATION NECESSARY FOR THE PROPER COMPLETION OF AN OVERALL ESTATE PLAN.
CRS (Client Relationship Summary) - RIA
Click below to view Beneta Diane Reynoso's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Beneta Diane Reynoso's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 21, 2007 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 7121 Magnolia Avenue, Riverside, CA 92504RIA
BD
CRD#: 30833
Riverside, CA
Current
August 22, 2007 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 7121 Magnolia Avenue, Riverside, CA 92504RIA
BD
CRD#: 30833
Riverside, CA
Past
July 9, 2007 - September 26, 2007
NATIONAL SECURITIES CORPORATION
BD
CRD#: 7569
RIVERSIDE, CA
Past
June 27, 2007 - July 10, 2007
WEDBUSH SECURITIES INC.
RIA
CRD#: 877
PASADENA, CA
Past
June 27, 2007 - July 10, 2007
WEDBUSH SECURITIES INC.
BD
CRD#: 877
PASADENA, CA
Past
January 31, 2006 - June 29, 2007
BROOKSTREET SECURITIES CORPORATION
RIA
CRD#: 14667
RIVERSIDE, CA
Past
May 17, 2002 - June 29, 2007
BROOKSTREET SECURITIES CORPORATION
BD
CRD#: 14667
RIVERSIDE, CA
Past
April 22, 2002 - May 21, 2002
VERITRUST FINANCIAL, LLC
BD
CRD#: 106594
AUSTIN, TX
Past
September 27, 1988 - April 22, 2002
ARAGON FINANCIAL SERVICES, INC.
BD
CRD#: 16023
IRVINE, CA
Past
June 11, 1987 - October 30, 1987
PRINCIPAL SECURITIES, INC.
BD
CRD#: 14819
Past
January 23, 1986 - December 31, 1989
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
BOSTON, MA
Past
January 23, 1986 - February 16, 1994
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
BD
CRD#: 5181
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/24/2007)
IAR
California(11/21/2007)
RR
Hawaii(6/5/2014)
RR
Nevada(1/7/2014)
RR
Oregon(6/5/2014)
RR
Texas(6/19/2014)
RR
Utah(2/14/2011)
IAR
Wisconsin(9/1/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
2300 E. Katella Avenue Suite 200, Anaheim, CA 92806
Mailing Address
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806
Phone number
(714) 456-1790
Established
California since 08/27/1992
Firm type
Corporation
Fiscal year end
April
Firm Size
Large
# of Employees
580
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
