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AM

Angela L. Miller

SIGNATURE ESTATE SECURITIES
Pasadena, CA 91101
Some features on this profile are disabled
CRD#: 1416117
AM

Professional summary

Angela Lee Miller, who also goes by Angela L Miller, Angela Miller, Angie Miller, Angela Lee Nesbitt, Angie Nesbitt, is a registered financial professional currently at SIGNATURE ESTATE SECURITIES, LLC located in Pasadena, California.

Angela is registered as a RR (Registered Representative) and started their career in finance in 1985. Angela has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Angela L Miller | Angela Miller | Angie Miller | Angela Lee Nesbitt | Angie Nesbitt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Angela Lee Miller's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 21, 2023 - Present

SIGNATURE ESTATE SECURITIES, LLC

Office #1: 155 North Lake Avenue Suite 780, Pasadena, CA 91101
BD
CRD#: 18923
Pasadena, CA
Past

November 2, 2018 - August 23, 2023

OSAIC WEALTH, INC.

BD
CRD#: 23131
PASADENA, CA
Past

March 20, 2006 - April 7, 2010

SIGNATOR INVESTORS, INC.

RIA
CRD#: 468
PASADENA, CA
Past

July 8, 1997 - February 24, 2006

CRITERION WEALTH MANAGEMENT

RIA
CRD#: 110175
IRVINE, CA
Past

October 21, 1985 - May 1, 1997

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

BD
CRD#: 5181
BOSTON, MA
Past

October 21, 1985 - November 2, 2018

SIGNATOR INVESTORS, INC.

BD
CRD#: 468
PASADENA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(8/21/2023)
RR
Delaware
(8/21/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/9/1998
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 1/26/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/19/1997
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 10/19/1985
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

SE
SIGNATURE ESTATE SECURITIES, LLC
SIGNATURE ESTATE SECURITIES, INC. | TRANSAM SECURITIES, INC. | SIGNATURE ESTATE SECURITIES, LLC

CRD#: 18923 / SEC#: , 8-37065

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
2121 Avenue Of Stars Suite 1600, Los Angeles, CA 90067
Mailing Address
2121 Avenue Of Stars Suite 1600, Los Angeles, CA 90067
Phone number
(310) 712-2323
Established
Delaware since 02/14/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SEIA HOLDINGS LLC100% DIRECT OWNER SIGNATURE ESTATE SECURITIES LLC
MATRISIAN, MATTHEW JAMESPRESIDENT2507829
ROSEN, ERIC ZACHARYCHIEF COMPLIANCE OFFICER6181478
RUSSELL, SARAH DETLINGFINOP6727189

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SIGNATURE ESTATE SECURITIES, LLC

CRD#: 18923Pasadena, CA 91101

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