Steven M. Shelton
Professional summary
Steven Michael Shelton, CFP®, CIMA®, who also goes by Steve Michael Shelton, is a registered financial professional currently at WEILD & CO. located in Boulder, Colorado.
Steven is registered as a RR (Registered Representative) and started their career in finance in 1985. Steven has worked at 11 firms and has passed the Series 65, Series 63, Series 82TO, SIE, Series 7, Series 4, Series 9, Series 10 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven Michael Shelton's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1988
Experience
December 8, 2017 - Present
WEILD & CO.
Office #1: 777 29th Street Suite 402, Boulder, CO 80303November 19, 2010 - December 31, 2015
IPI WEALTH MANAGEMENT, INC.
November 19, 2010 - December 31, 2015
INVESTMENT PLANNERS, INC.
June 29, 2004 - December 5, 2008
NUVEEN FUND ADVISORS, LLC
June 22, 2004 - December 5, 2008
NUVEEN SECURITIES, LLC
August 27, 2001 - December 3, 2003
WALNUT STREET SECURITIES, INC.
February 14, 1992 - May 17, 2001
WELLS FARGO CLEARING SERVICES, LLC
October 12, 1988 - February 27, 1992
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
October 12, 1988 - February 27, 1992
EQUITABLE ADVISORS, LLC
April 15, 1986 - October 12, 1988
BLUNT ELLIS & LOEWI INCORPORATED
October 25, 1985 - April 17, 1986
LASALLE ST SECURITIES, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/8/2017)
(12/1/2023)
(12/8/2017)
Exams
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsFINRA
Current Firm
WEILD & CO.
CRD#: 132398 / SEC#: , 8-66593
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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Company Information
WEILD & CO.
CRD#: 132398Boulder, CO 80303TRUST BUT VERIFY
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