Steven Michael Shelton
CFP®, CIMA®Professional Summary
Steven Michael Shelton, CFP®, CIMA®, who also goes by Steve Michael Shelton, is a registered financial advisor currently at WEILD & CO. located in Boulder, Colorado. Steven is registered as a RR (Registered Representative) and started their career in finance in 1985. Steven has worked at 11 firms and has passed the Series 65, Series 63, Series 82TO, SIE, Series 7, Series 4, Series 9, Series 10 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Steve Michael Shelton
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Credentials
Years of Experience
41 years in the financial services industry
Current & Past Employments
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Current Firm
CMA PARTNERS, LLC | WEILD CAPITAL, LLC | WEILD & CO., LLC | WEILD & CO. | THE NATIONAL RESEARCH STANDARD, INC. | THE NATIONAL RESEARCH STANDARD | THE NATIONAL RESEARCH EXCHANGE | ISSUWORKS CAPITAL, LLC
Contact Information
Main Address
777 29th Street Suite 402, Boulder, CO 80303Mailing Address
777 29th Street Suite 402, Boulder, CO 80303Phone Number
(303) 223-9621Established
New York since 10/22/2007Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(12/8/2017)
(12/1/2023)
(12/8/2017)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 82TO — Limited Representative-Private Securities Offerings
Passed Jan 2023About the Series 82TO examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Mar 2003About the Series 9 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Feb 2003About the Series 10 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Steven Michael Shelton's CRS (Customer Relationship Summary).
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