Ronald J. Horowitz
Professional summary
Ronald Jay Horowitz is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Ronald is registered as a RR (Registered Representative) and started their career in finance in 1985. Ronald has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ronald Jay Horowitz's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 19, 2013 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901June 1, 2009 - February 7, 2013
MORGAN STANLEY
November 15, 1996 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
October 13, 1987 - December 17, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 1, 1987 - August 18, 1987
CHRIS SECURITIES INC.
February 18, 1986 - April 1, 1987
A. F. GREEN & COMPANY, INC.
October 1, 1985 - November 12, 1987
MAY SYNDICATION GROUP, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
(2/19/2013)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
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