Edsel M. Brown
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edsel Moore Brown, who also goes by Edsel Moore Brown Jr, was a registered financial professional .
Edsel is a previously registered financial professional and started their career in finance in 1986. Edsel had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 2004 - March 21, 2019
QUEST CAPITAL STRATEGIES, INC.
August 15, 1996 - June 13, 2002
QUEST CAPITAL STRATEGIES, INC.
October 18, 1993 - December 20, 1994
QUEST CAPITAL STRATEGIES, INC.
August 19, 1991 - October 14, 1992
THE INVESTMENT CENTER, INC.
October 3, 1989 - January 31, 1990
METROPOLITAN LIFE INSURANCE COMPANY
September 29, 1989 - January 31, 1990
MSI FINANCIAL SERVICES, INC.
January 15, 1988 - June 30, 1989
SOUTHMARK FINANCIAL SERVICES, INC.
May 28, 1987 - April 12, 1988
PRUCO SECURITIES, LLC.
May 20, 1986 - January 26, 1988
COMMONWEALTH FINANCIAL NETWORK
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUEST CAPITAL STRATEGIES, INC.
CRD#: 16783 / SEC#: 801-77927, 8-34532
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 6 |
Red Flags
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