John G. Utter
Professional summary
John Gregory Utter, who also goes by John Utter, is a registered financial professional currently at CAMBRIDGE INVESTMENT RESEARCH, INC. located in Cedar Rapids, Iowa.
John is registered as a RR (Registered Representative) and started their career in finance in 1986. John has worked at 11 firms and has passed the Series 63, Series 72, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Gregory Utter's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 11, 2020 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 3226 Center Point Rd. Ne Ste. 203, Cedar Rapids, IA 52402March 1, 2019 - September 15, 2020
WOODBURY FINANCIAL SERVICES, INC.
December 16, 2016 - March 1, 2019
QUESTAR CAPITAL CORPORATION
September 3, 2013 - December 23, 2016
CETERA WEALTH SERVICES, LLC
November 13, 2006 - September 3, 2013
TOWER SQUARE SECURITIES, INC.
October 30, 2006 - November 15, 2006
VOYA FINANCIAL PARTNERS, LLC
September 3, 1998 - January 18, 2000
NATIONS FINANCIAL GROUP, INC.
July 17, 1996 - November 3, 2006
TOWER SQUARE SECURITIES, INC.
August 15, 1994 - July 19, 1996
ADVANTAGE CAPITAL CORPORATION
July 30, 1990 - August 15, 1994
TOWER SQUARE SECURITIES, INC.
March 31, 1987 - January 2, 1988
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
March 31, 1987 - October 11, 1988
MML INVESTORS SERVICES, LLC
March 3, 1986 - February 5, 1987
MONY SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/11/2020)
(9/11/2020)
(9/11/2020)
(3/13/2025)
(9/14/2020)
(9/11/2020)
(9/11/2020)
(9/11/2020)
(11/3/2020)
(1/2/2025)
(9/11/2020)
(6/17/2022)
(9/11/2020)
(9/11/2020)
Exams
Series 72
Date: 1/2/2023
Government Securities Representative ExaminationFINRA
Current Firm
CAMBRIDGE INVESTMENT RESEARCH, INC.
CRD#: 39543 / SEC#: , 8-48740
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAMBRIDGE INVESTMENT GROUP, INC. | SHAREHOLDER/HOLDING COMPANY | |
| BELL, COLLEEN MCGUIRE | PRESIDENT INNOVATION AND EXPERIENCE; DIRECTOR | 5077188 |
| BOEN, RYAN | EVP, CHIEF FINANCIAL OFFICER/FINOP, PRINCIPAL OPERATIONS OFFICER | 7842316 |
| KUHLMAN, RICHARD HENRY | SVP, CHIEF LEGAL OFFICER | 7076563 |
| MILLER, SETH AARON | PRESIDENT ADVOCACY & ADMINISTRATION; GENERAL COUNSEL; DIRECTOR | 5495508 |
| ROBBINS, TAMMY ANN | EXECUTIVE VICE PRESIDENT/CHIEF BUSINESS DEVELOPMENT OFFICER | 3125668 |
| ROLLINS, EDDIE THOMAS | EXECUTIVE VICE PRESIDENT, MANAGING DIRECTOR - BRIDGEPORT | 1523500 |
| SHAFER, ANDREA LYNN | EVP, CHIEF SUPERVISION OFFICER | 5448499 |
| STONE, CARLA JEAN | FIRST VICE PRESIDENT, FINANCE/CHIEF ACCOUNTING OFFICER | 3193985 |
| TURNER, GREGORY WALTER | EVP, CONSULTING SERVICES | 3144311 |
| VEST, VALARIE KNOBLOCK | EVP, CHIEF EXPERIENCE OFFICER | 3074142 |
| VIVACQUA, JEFFREY FRANCIS | PRESIDENT GROWTH AND DEVELOPMENT; DIRECTOR | 2608892 |
| WEBBER, AMY LYNN | CEO, SECRETARY; DIRECTOR | 1812670 |
| YOUHN, STEPHEN MICHAEL | CHIEF COMPLIANCE OFFICER | 1414691 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 4 |
Red Flags
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Company Information
CAMBRIDGE INVESTMENT RESEARCH, INC.
CRD#: 39543Cedar Rapids, IA 52402TRUST BUT VERIFY
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