ND
Nadia A. Dickinson
KESTRA PRIVATE WEALTH SERVICES
LANCASTER, CA 93534
Some features on this profile are disabled
CRD#: 1414700
ND
Professional summary
Nadia Alicia Dickinson, who also goes by Nadia Alicia Aquino, is a registered financial advisor currently at KESTRA PRIVATE WEALTH SERVICES, LLC located in Lancaster, California and KESTRA INVESTMENT SERVICES, LLC located in Lancaster, California.
Nadia is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Nadia has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 9, Series 10, Series 4, Series 24 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nadia Alicia Aquino
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Dickinson Graham Capital Management Investment Related: Yes Address: 42053 10th Street West Lancaster CA 93534 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through an independent outside RIA Position, Title or Relationship: Wealth Advisor Start Date: 9/22/2014 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Wealth Manager Business Name: DatAsset LLC Investment Related: No Address: 2624 West Avenue N12 Palmdale CA 93534 Nature of Business: Other Other/None of the Above Pass through LLC to manage expenses of DBA Position, Title or Relationship: Owner Start Date: 9/21/2014 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Pass through LLC to manage expenses of DBA Business Name: alicia dickinson memorial foundation Investment Related: No Address: 40950 10th street west lancaster CA 93534 Nature of Business: Other Other/None of the Above prevention of pet over population Position, Title or Relationship: Secretary treasurer Start Date: 6/18/2018 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: bill paying Business Name: CATS ON PAWTROL POSITION: secretary and founder NATURE: Charity INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 04/30/2023 ADDRESS: 42035 12th Street West, Suite 104, lancaster CA 93534, United States DESCRIPTION: trap, neuter and return of feral cats
CRS (Client Relationship Summary) - RIA
Click below to view Nadia Alicia Dickinson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 23, 2014 - Present
KESTRA PRIVATE WEALTH SERVICES, LLC
Office #1: 42035 12 Th W Ste 104, Lancaster, CA 93534RIA
CRD#: 155193
LANCASTER, CA
Current
September 23, 2014 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 42035 12th W Ste 104, Lancaster, CA 93534BD
CRD#: 42046
Lancaster, CA
Past
June 1, 2009 - October 6, 2014
MORGAN STANLEY
RIA
CRD#: 149777
PALMDALE, CA
Past
June 1, 2009 - October 6, 2014
MORGAN STANLEY
BD
CRD#: 149777
PALMDALE, CA
Past
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
RIA
CRD#: 8209
PALMDALE, CA
Past
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
PALMDALE, CA
Past
July 8, 1997 - April 2, 2007
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
PALMDALE, CA
Past
December 17, 1985 - April 2, 2007
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PALMDALE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KP
KESTRA PRIVATE WEALTH SERVICES, LLC
1626 WEALTH MANAGEMENT | WOODS ASSET MANAGEMENT | WASHINGTON WEALTH MANAGEMENT, LLC | WASHINGTON WEALTH MANAGEMENT | VINTAGE WEST CAPITAL MANAGEMENT | TIGER WEALTH MANAGEMENT | STONE BEACON CAPITAL | STEVEN POLLACK & ASSOCIATES | SELECT WEALTH ADVISERS | SADE GROUP PRIVATE WEALTH MANAGEMENT | PSM PRIVATE WEALTH MANAGEMENT | PROSPERITY POINT WEALTH MANAGEMENT | POINT WEST INVESTMENT SOLUTIONS | PACILIO WEALTH MANAGEMENT | PACIFIC POINT ASSET MANAGEMENT | OVERLAKE PARTNERS | MIDDLEBURG WEALTH MANAGEMENT | MARTUCCI ADAMS WEALTH ADVISORS | LANGLEY PACIFIC PARTNERS | KIMBALL CREEK PARTNERS | KESTRA PRIVATE WEALTH SERVICES, LLC | JC WEST & ASSOCIATES | INTRINSIC WEALTH ADVISORS | FREEDOM POINTE WEALTH ADVISORS | FIRST POINT FINANCIAL MANAGEMENT | DOMARI WEALTH MANAGEMENT | DJH FINANCIAL SERVICES | DICKINSON GRAHAM CAPITAL MANAGEMENT | DESIGNS OF FAUQUIER COUNTY | CALIFORNIA WEALTH TRANSITIONS | BARBER INVESTMENT PARTNERS | AVION ASSET MANAGEMENT
CRD#: 155193 / SEC#: 801-71936
RIA
Registered Investment Advisory firm - (11/22/2010 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/23/2014)
RR
Alaska(5/11/2023)
RR
Arizona(9/23/2014)
RR
Arkansas(9/23/2014)
RR
California(9/23/2014)
IAR
California(9/23/2014)
RR
Colorado(9/23/2014)
RR
Connecticut(9/23/2014)
RR
District of Columbia(1/28/2020)
RR
Florida(9/23/2014)
RR
Georgia(9/23/2014)
RR
Hawaii(9/23/2014)
RR
Idaho(9/23/2014)
RR
Kansas(9/23/2014)
RR
Kentucky(9/11/2018)
RR
Missouri(9/23/2014)
RR
Montana(9/23/2014)
RR
Nebraska(9/23/2014)
RR
Nevada(9/23/2014)
RR
New Hampshire(9/25/2014)
RR
New Jersey(9/23/2014)
RR
New Mexico(9/23/2014)
RR
New York(9/23/2014)
RR
North Carolina(9/23/2014)
RR
Ohio(9/23/2014)
RR
Oklahoma(9/23/2014)
RR
Oregon(9/23/2014)
RR
Pennsylvania(9/23/2014)
RR
South Carolina(9/23/2014)
RR
Tennessee(1/12/2017)
RR
Texas(9/23/2014)
IAR
Texas(7/27/2023)
RR
Utah(9/23/2014)
RR
Vermont(9/23/2014)
RR
Virginia(7/28/2022)
RR
Washington(9/23/2014)
RR
Wisconsin(1/4/2022)
RR
Wyoming(9/23/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 8/7/1995
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
FINRA
Current Firm
KP
KESTRA PRIVATE WEALTH SERVICES, LLC
1626 WEALTH MANAGEMENT | WOODS ASSET MANAGEMENT | WASHINGTON WEALTH MANAGEMENT, LLC | WASHINGTON WEALTH MANAGEMENT | VINTAGE WEST CAPITAL MANAGEMENT | TIGER WEALTH MANAGEMENT | STONE BEACON CAPITAL | STEVEN POLLACK & ASSOCIATES | SELECT WEALTH ADVISERS | SADE GROUP PRIVATE WEALTH MANAGEMENT | PSM PRIVATE WEALTH MANAGEMENT | PROSPERITY POINT WEALTH MANAGEMENT | POINT WEST INVESTMENT SOLUTIONS | PACILIO WEALTH MANAGEMENT | PACIFIC POINT ASSET MANAGEMENT | OVERLAKE PARTNERS | MIDDLEBURG WEALTH MANAGEMENT | MARTUCCI ADAMS WEALTH ADVISORS | LANGLEY PACIFIC PARTNERS | KIMBALL CREEK PARTNERS | KESTRA PRIVATE WEALTH SERVICES, LLC | JC WEST & ASSOCIATES | INTRINSIC WEALTH ADVISORS | FREEDOM POINTE WEALTH ADVISORS | FIRST POINT FINANCIAL MANAGEMENT | DOMARI WEALTH MANAGEMENT | DJH FINANCIAL SERVICES | DICKINSON GRAHAM CAPITAL MANAGEMENT | DESIGNS OF FAUQUIER COUNTY | CALIFORNIA WEALTH TRANSITIONS | BARBER INVESTMENT PARTNERS | AVION ASSET MANAGEMENT
CRD#: 155193 / SEC#: 801-71936
RIA
Registered Investment Advisory firm - (11/22/2010 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
198
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 27,816 |
| AUM (Assets Under Management) | $ 10,210,576,595 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
