Ulrike A. Zeilberger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ulrike Anita Zeilberger, who also goes by Ulrike A Zeilberger, was a registered financial professional .
Ulrike is a previously registered financial professional and started their career in finance in 1985. Ulrike had worked at 4 firms and has passed the Series 63, SIE, Series 79, Series 5, Series 15, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 18, 2011 - December 5, 2016
BRADLEY WOODS & CO. LTD.
April 1, 1991 - November 11, 2010
UBS SECURITIES LLC
April 1, 1987 - February 22, 1991
PRUDENTIAL EQUITY GROUP, LLC
October 22, 1985 - March 16, 1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 5
Date: 10/30/1985
Interest Rate Options ExaminationSeries 15
Date: 10/29/1985
Foreign Currency Options ExaminationCurrent Firm
BRADLEY WOODS & CO. LTD.
CRD#: 13660 / SEC#: , 8-28862
Contact information
FINRA licenses (22 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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