Robert G. Neville
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Geoffrey Neville JR, who also goes by Geoffrey Neville, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1985. Robert had worked at 2 firms and has passed the Series 66, Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 8, 2012 - August 7, 2024
ZWJ INVESTMENT COUNSEL INC
November 23, 1993 - November 17, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 22, 1985 - November 17, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
ZWJ INVESTMENT COUNSEL INC
CRD#: 110397 / SEC#: 801-16306
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ZWJ INVESTMENT COUNSEL INC
CRD#: 110397 / SEC#: 801-16306
Contact information
SEC notice filing (22 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,293 |
| AUM (Assets Under Management) | $ 3,856,084,952 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2025 | ||
| 11/26/2024 | ||
| 02/02/2024 | ||
| 09/22/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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