William E. Hoppe
Professional summary
William Edwin Hoppe JR, who also goes by Bill Hoppe Jr, William Edwin (jr) Hoppe, is a registered financial professional currently at INSTITUTIONAL CASH DISTRIBUTORS, LLC located in New York, New York.
William is registered as a RR (Registered Representative) and started their career in finance in 1985. William has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 3, Series 7, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Edwin Hoppe JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 30, 2017 - Present
INSTITUTIONAL CASH DISTRIBUTORS, LLC
Office #1: 245 Park Avenue, New York, NY 10167March 17, 2014 - March 13, 2017
BNY MELLON CAPITAL MARKETS, LLC
July 13, 2011 - February 14, 2014
LPL FINANCIAL LLC
July 13, 2011 - February 14, 2014
LPL FINANCIAL LLC
January 4, 2010 - April 26, 2011
INVESCO ADVISERS, INC.
December 7, 2007 - April 26, 2011
INVESCO DISTRIBUTORS, INC.
December 8, 2006 - January 4, 2010
INVESCO AIM ADVISORS, INC.
December 1, 2006 - December 1, 2006
INVESCO DISTRIBUTORS, INC.
September 21, 2006 - December 1, 2006
AIM PRIVATE ASSET MANAGEMENT
January 2, 1990 - December 7, 2007
FUND MANAGEMENT COMPANY
October 4, 1988 - August 28, 1991
INVESCO DISTRIBUTORS, INC.
October 22, 1985 - October 1, 1988
CITICORP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/30/2017)
(3/30/2017)
(3/30/2017)
(3/30/2017)
Exams
FINRA
Current Firm
INSTITUTIONAL CASH DISTRIBUTORS, LLC
CRD#: 149635 / SEC#: , 8-68161
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ICD INTERMEDIATE HOLDCO 2 LLC | HOLDING COMPANY | |
| BRUNER, CHRISTIAN ADAM | BOARD MEMBER | 5661505 |
| CLACK, AMY | BOARD MEMBER | 4882071 |
| HAZARD, VICTOR JAMES IV | CEO / COO | 1871503 |
| KAHNEY, DOUGLAS RYAN | CHIEF COMPLIANCE OFFICER | 4903813 |
| NEWTON, THOMAS PHILLIP | MANAGING DIRECTOR | 2114728 |
| PITTINSKY, JONATHAN DAVID | CFO/FINOP | 4291263 |
| SERRAO, ASHLEY NEIL | BOARD MEMBER | 5360541 |
| WOOD, ELISABETH KIRBY | BOARD MEMBER | 4929181 |
Red Flags
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