Leslie A. Carranza
Professional summary
Leslie Ann Carranza, who also goes by Leslie Anne Carranza, is a registered financial professional currently at STONEHAVEN, LLC located in New York, New York.
Leslie is registered as a RR (Registered Representative) and started their career in finance in 1985. Leslie has worked at 6 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 5 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Leslie Ann Carranza's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 9, 2009 - Present
STONEHAVEN, LLC
Office #1: 600 Fifth Avenue Second Floor, New York, NY 10020June 8, 2000 - August 29, 2000
GEMINI FINANCIAL CORPORATION
July 1, 1998 - August 3, 1998
COWEN AND COMPANY
July 11, 1995 - July 1, 1998
FINANCIAL SQUARE PARTNERS
April 19, 1993 - May 2, 1995
JPMSI
October 22, 1985 - May 4, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/17/2014)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 5
Date: 11/20/1985
Interest Rate Options ExaminationFINRA
Current Firm
STONEHAVEN, LLC
CRD#: 118913 / SEC#: , 8-53699
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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