Jamey L. Jones
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jamey L Jones, who also goes by Jamey Jones Hatch, Jamey Lee Jones, was a registered financial professional .
Jamey is a previously registered financial professional and started their career in finance in 1986. Jamey had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 27, 2011 - December 31, 2012
GENERAL SECURITIES CORP
May 23, 2007 - November 4, 2009
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
July 19, 2004 - June 6, 2007
GENERAL SECURITIES CORP
October 1, 2002 - December 31, 2003
AMERICAN GENERAL SECURITIES INCORPORATED
September 16, 1997 - October 1, 2002
AMERICAN GENERAL EQUITY SERVICES CORPORATION
June 26, 1987 - October 4, 1996
AMERICAN CENTURY INVESTMENT SERVICES INC.
August 21, 1986 - February 13, 1987
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
January 21, 1986 - May 5, 1986
CINCINNATI ANALYSTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GENERAL SECURITIES CORP
CRD#: 15062 / SEC#: , 8-31654
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SAVING STREET CHILDREN INC | PRIVATE NON-PROFIT FOUNDATION | |
| MILLER, DAVID SCHUMWAY | PRESIDENT/CCO | 334607 |
Disclosures
| Regulatory Event | 9 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
