Michael M. Moran

HOVDE GROUP

Toledo, OH 43617

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CRD#: 1413748

Professional summary

Michael Matthew Moran is a registered financial professional currently at HOVDE GROUP, LLC located in Toledo, Ohio.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1985. Michael has worked at 9 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Matthew Moran's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 4, 2022 - Present

HOVDE GROUP, LLC

Office #1: 7600 Kings Pointe Road, Toledo, OH 43617

CRD#: 25425

Toledo, OH

Past

May 22, 2018 - October 4, 2022

INVESTMENT BANK SERVICES, INC.

CRD#: 18490

LOUISVILLE, KY

Past

November 8, 2001 - November 9, 2012

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

FARMINGTON HILLS, MI

Past

June 17, 1998 - November 18, 1999

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

ST. PETERSBURG, FL

Past

May 15, 1998 - June 2, 1999

BANC ONE CAPITAL MARKETS, INC.

CRD#: 23065

CHICAGO, IL

Past

May 11, 1998 - September 25, 1999

RONEY & CO.

CRD#: 45091

DETROIT, MI

Past

April 5, 1994 - May 11, 1998

RONEY & CO. L.L.C.

CRD#: 900

DETROIT, MI

Past

December 5, 1990 - April 19, 1994

INDEPENDENCE ONE BROKERAGE SERVICES, INC.

CRD#: 17529

FARMINGTON HILLS, MI

Past

September 24, 1985 - August 22, 1989

ADAMS, COHEN SECURITIES INC.

CRD#: 15756

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(10/20/2022)

Indiana
(10/11/2022)

Kentucky
(10/11/2022)

Michigan
(10/10/2022)

Montana
(10/4/2022)

Ohio
(10/4/2022)

Exams

State Security Law Exam

Series 63

Date: 10/23/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/4/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/21/1985

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/13/1986

General Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

HOVDE GROUP, LLC

HOVDE GROUP, LLC | HOVDE SECURITIES, INC. | HOVDE SECURITIES LLC

CRD#: 25425 / SEC#: , 8-41597

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

1629 Colonial Parkway, Inverness, IL 60067

Mailing Address

1629 Colonial Parkway, Inverness, IL 60067

Phone number

(847) 991-6622

Established

Delaware since 10/11/2002

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
HOVDE, STEVEN DONALD	CHAIRMAN, CHIEF EXECUTIVE OFFICER	1907781
BARBARINE, NICKOLAS JOHN	SENIOR MANAGING PARTNER	2274812
HOVDE, KIRK STEVEN	MANAGING PARTNER/HEAD OF INVESTMENT BANKING	5552791
DAVIS, PATRICIA LYNN	CHIEF COMPLIANCE OFFICER	5613123
DIJOHN, ANTHONY JOHN	CFO/FINOP	6370306
HEDREI, MICHAEL STEPHEN	MANAGING PARTNER/HEAD OF CAPITAL MARKETS	4243972

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael M. Moran

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Matthew Moran's CRS (Customer Relationship Summary).

Certified licenses

Experience

INVESTMENT BANK SERVICES, INC.

CETERA INVESTMENT SERVICES LLC

RAYMOND JAMES & ASSOCIATES, INC.

BANC ONE CAPITAL MARKETS, INC.

RONEY & CO.

RONEY & CO. L.L.C.

INDEPENDENCE ONE BROKERAGE SERVICES, INC.

ADAMS, COHEN SECURITIES INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/23/2017

Series 79TO

Date: 1/4/2023

SIE

Date: 10/1/2018

Series 7

Date: 9/21/1985

Series 24

Date: 1/13/1986

FINRA

Nasdaq Stock Market

Current Firm

HOVDE GROUP, LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

HOVDE GROUP, LLC

TRUST BUT VERIFY

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