Marc S. Steinman
Professional summary
Marc Spencer Steinman is a registered financial professional currently at FEDERATED SECURITIES, INC. located in Huntington, New York.
Marc is registered as a RR (Registered Representative) and started their career in finance in 1985. Marc has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Marc Spencer Steinman's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 2, 2014 - Present
FEDERATED SECURITIES, INC.
Office #1: 680 Park Avenue, Huntington, NY 11743April 23, 2008 - December 31, 2013
ALEXANDER CAPITAL, L.P.
June 27, 2005 - April 17, 2008
TRIDENT PARTNERS LTD.
February 21, 2001 - June 27, 2005
YANKEE FINANCIAL GROUP, INC.
October 1, 1999 - March 7, 2001
GLENN MICHAEL FINANCIAL, INC.
March 15, 1989 - October 1, 1999
PATAGON.COM SECURITIES CORP.
September 24, 1985 - March 29, 1989
INDIVIDUAL'S SECURITIES LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/2/2014)
(1/2/2014)
(1/16/2014)
Exams
FINRA
Current Firm
FEDERATED SECURITIES, INC.
CRD#: 5050 / SEC#: , 8-15644
Contact information
FINRA licenses (13 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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