David J. Dominici
CETERA INVESTMENT ADVISERS LLC | Private Wealth Advisor
Hamilton, NJ 08690
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CRD#: 1413156
Professional summary
David James Dominici is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Hamilton, New Jersey and CETERA WEALTH SERVICES, LLC located in Hamilton, New Jersey.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. David has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
What are your service offerings?
Retirement Income Strategies
Investment Management
Insurance
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 10/1985; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: ST. JOSEPHS MENS GUILD; INVESTMENT RELATED: NO; ADDRESS: MILLSTONE TOWNSHIP, NJ 08510; NATURE OF BUSINESS: RELIGIOUS; START DATE: 09/1999; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: DEPOSITING, WRITING CHECKS (ABILITY TO WRITE CHECKS BUT DO NOT HAVE SIGNATURE AUTHORITY), PAYING INVOICES; 3. NAME OF OTHER BUSINESS: 1 LANGE AVE (RENTAL PARTNERSHIP); INVESTMENT RELATED: NO; ADDRESS: HARVEY CEDARS, NJ 08008; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 06/1987; POSITION/TITLE/RELATIONSHIP: CO-OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: HANDLING OF FINANCES AND CO-PROPERTY MANAGEMENT; 4. NAME OF OTHER BUSINESS: REAL ESTATE RENTAL (BORDENTOWN OFFICE CONDO); INVESTMENT RELATED: NO; ADDRESS: BORDENTOWN, NJ 08505; NATURE OF BUSINESS: REAL ESTATE RENTAL; START DATE: 02/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: COLLECTING RENT; 5. NAME OF OTHER BUSINESS: TIMESHARE (ST. THOMAS); INVESTMENT RELATED: NO; ADDRESS: ST THOMAS, VIRGIN ISLANDS; NATURE OF BUSINESS: VACATION PROPERTY / RENTAL; START DATE: 10/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: USE AS VACATION PROPERTY AS WELL AS COLLECTING RENTAL INCOME; 6. NAME OF OTHER BUSINESS: BOWNET BASEBALL; INVESTMENT RELATED: NO; ADDRESS: MILLSTONE TWP, NJ 08510; NATURE OF BUSINESS: BASEBALL TRAINING; START DATE: 08/2017; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: BASEBALL TRAINING/TOURNAMENT TEAMS; 7. NAME OF OTHER BUSINESS: GAME TIME PERFORMANCE; INVESTMENT RELATED: NO; ADDRESS: HOWELL, NJ 07710; NATURE OF BUSINESS: TRAINING BASEBALL/SOFTBALL PLAYERS; START DATE: 07/2016; POSITION/TITLE/RELATIONSHIP: PARTNER; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: ADMINISTRATIVE/COACHING; 8. NAME OF OTHER BUSINESS: DFG FINANCIAL GROUP LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 09/1986; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES SERVING CLIENTS;
CRS (Client Relationship Summary) - RIA
Click below to view David James Dominici's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 6, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 2667 Nottingham Way, Hamilton, NJ 08690RIA
CRD#: 105644
Hamilton, NJ
Current
August 6, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 2667 Nottingham Way Suite 1, Hamilton, NJ 08619BD
CRD#: 13572
Hamilton, NJ
Past
June 2, 2015 - August 15, 2025
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
Hamilton, NJ
Past
May 15, 2015 - August 15, 2025
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Hamilton, NJ
Past
July 17, 2009 - May 22, 2015
SIGNATOR INVESTORS, INC.
RIA
CRD#: 468
HAMILTON, NJ
Past
July 2, 2009 - May 22, 2015
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
HAMILTON, NJ
Past
January 2, 2009 - July 8, 2009
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
HAMILTON TOWNSHIP, NJ
Past
January 2, 2009 - July 8, 2009
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
HAMILTON TOWNSHIP, NJ
Past
September 7, 2004 - January 5, 2009
SIGNATOR INVESTORS, INC.
RIA
CRD#: 468
HAMILTON, NJ
Past
October 2, 1985 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
BD
CRD#: 5181
BOSTON, MA
Past
October 2, 1985 - January 5, 2009
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
HAMILTON, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/14/2025)
RR
California(8/6/2025)
RR
Colorado(8/7/2025)
RR
Connecticut(8/7/2025)
RR
Delaware(8/7/2025)
RR
District of Columbia(8/11/2025)
RR
Florida(8/7/2025)
RR
Georgia(8/7/2025)
RR
Illinois(8/13/2025)
RR
Indiana(8/7/2025)
RR
Kentucky(8/18/2025)
RR
Maine(8/7/2025)
RR
Maryland(8/12/2025)
RR
Massachusetts(8/6/2025)
RR
Michigan(8/18/2025)
RR
Minnesota(8/18/2025)
RR
Montana(8/12/2025)
RR
Nevada(8/6/2025)
RR
New Jersey(8/6/2025)
IAR
New Jersey(8/8/2025)
RR
New York(8/7/2025)
RR
North Carolina(8/18/2025)
RR
Pennsylvania(8/7/2025)
RR
South Carolina(8/8/2025)
RR
Tennessee(8/7/2025)
IAR
Texas(8/6/2025)
RR
Texas(8/7/2025)
RR
Virginia(8/21/2025)
RR
Washington(8/18/2025)
RR
West Virginia(8/19/2025)
RR
Wisconsin(8/20/2025)
RR
Wyoming(8/6/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
Private Wealth AdvisorCRD#: 105644Hamilton, NJ 08690TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
