Bruce A. Galbraith

SIEBERT ADVISORNXT.

seal beach, CA 90740

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CRD#: 1412992

Professional summary

Bruce Arthur Galbraith is a registered financial advisor currently at SIEBERT ADVISORNXT, LLC. located in Seal Beach, California and MURIEL SIEBERT & CO., LLC located in Seal Beach, California.

Bruce is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Bruce has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of Business: Siebert AdvisorNxt Investment Related: Yes Location: Same location as Muriel Siebert, & Co., LLC Nature of business: Investment Advisory Firm Position, Title or Relationship: Dual employee. Investment Advisor Representative Approximate number of hours: Full time. Time split 50/50 between Muriel Siebert & Co., LLC and Siebert AdvisorNxt, LLC, subject to monthly change Compensation at both entities paid by same parent company, Siebert Financial Corporation as both are under common ownership and control of parent company.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bruce Arthur Galbraith's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 2, 2018 - Present

SIEBERT ADVISORNXT, LLC.

Office #1: 3020 Old Ranch Park, Seal Beach, CA 90740

RIA

CRD#: 288572

seal beach, CA

Current

January 10, 2018 - Present

MURIEL SIEBERT & CO., LLC

Office #1: 3020 Old Ranch Parkway Suite 300, Seal Beach, CA 90740

CRD#: 5376

Seal Beach, CA

Past

December 4, 2008 - December 31, 2017

STOCKCROSS FINANCIAL SERVICES, INC.

RIA

CRD#: 6670

SEAL BEACH, CA

Past

January 3, 2007 - December 31, 2017

STOCKCROSS FINANCIAL SERVICES, INC.

CRD#: 6670

SEAL BEACH, CA

Past

September 17, 2003 - December 4, 2006

TD AMERITRADE, INC.

RIA

CRD#: 7870

LONG BEACH, CA

Past

November 7, 1997 - December 4, 2006

TD AMERITRADE, INC.

CRD#: 7870

LONG BEACH, CA

Past

May 13, 1991 - November 7, 1997

KENNEDY, CABOT & CO.

CRD#: 2417

BEVERLY HILLS, CA

Past

October 23, 1985 - June 1, 1990

GRIFFIN FINANCIAL SERVICES

CRD#: 10823

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SIEBERT ADVISORNXT, LLC.

SIEBERT ADVISORNXT, INC. | SIEBERT ADVISORNXT, LLC.

CRD#: 288572 / SEC#: 801-110718

RIA

Registered Investment Advisory firm - (7/11/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(1/10/2018)

California
(1/10/2018)

IAR

California
(4/2/2018)

Colorado
(1/31/2018)

Florida
(1/10/2018)

Georgia
(3/23/2018)

Hawaii
(1/10/2018)

Idaho
(1/10/2018)

Indiana
(3/17/2020)

Iowa
(1/10/2018)

Kansas
(3/4/2020)

Massachusetts
(1/10/2018)

Montana
(2/8/2021)

Nebraska
(1/10/2018)

Nevada
(1/10/2018)

New York
(1/10/2018)

North Carolina
(1/10/2018)

South Carolina
(1/10/2018)

Tennessee
(1/10/2018)

Texas
(1/11/2018)

Utah
(1/10/2018)

Washington
(1/10/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/21/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/20/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/19/1985

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

SRO Registrations

New York Stock Exchange

Current Firm

SIEBERT ADVISORNXT, LLC.

SIEBERT ADVISORNXT, INC. | SIEBERT ADVISORNXT, LLC.

CRD#: 288572 / SEC#: 801-110718

RIA

Registered Investment Advisory firm - (7/11/2017 Approved)

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Contact information

Main Address

300 Vesey Street 5th Floor, New York, NY, 10282

Mailing Address

653 Collins Avenue, Miami Beach, FL 33139

Phone number

(800) 872-0444

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (42 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SIEBERT ADVISORNXT PART 2 BROCHURE MARCH 31, 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	786
AUM (Assets Under Management)	$ 287,623,668

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Bruce A. Galbraith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bruce Arthur Galbraith's CRS (Customer Relationship Summary).

Certified licenses

Experience

MURIEL SIEBERT & CO., LLC

STOCKCROSS FINANCIAL SERVICES, INC.

STOCKCROSS FINANCIAL SERVICES, INC.

TD AMERITRADE, INC.

TD AMERITRADE, INC.

KENNEDY, CABOT & CO.

GRIFFIN FINANCIAL SERVICES

Primary Firm SEC Registration

SIEBERT ADVISORNXT, LLC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/21/2002

Series 63

Date: 2/20/1986

SIE

Date: 10/1/2018

Series 7

Date: 10/19/1985

FINRA

Nasdaq Stock Market

New York Stock Exchange

Current Firm

SIEBERT ADVISORNXT, LLC.

Contact information

SEC notice filing (42 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SIEBERT ADVISORNXT, LLC.

TRUST BUT VERIFY

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