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Antony C. Naccarelli

TRADEZERO AMERICA
Brooklyn, NY 11232
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CRD#: 1412706
AN

Professional summary


Antony Carmine Naccarelli, who also goes by Tony Naccarelli, is a registered financial professional currently at TRADEZERO AMERICA, INC. located in Brooklyn, New York.

Antony is registered as a RR (Registered Representative) and started their career in finance in 1985. Antony has worked at 9 firms and has passed the Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Tony Naccarelli

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Antony Carmine Naccarelli's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 6, 2020 - Present

TRADEZERO AMERICA, INC.

Office #1: 67 35th Street Suite B450, Brooklyn, NY 11232
BD
CRD#: 282940
Brooklyn, NY
Past

August 31, 2023 - December 17, 2024

TZ CLEAR LLC

BD
CRD#: 8089
Brooklyn, NY
Past

January 11, 2016 - April 1, 2020

AEGIS CAPITAL CORP.

BD
CRD#: 15007
NEW YORK, NY
Past

September 16, 2010 - January 27, 2016

REVERE SECURITIES LLC

BD
CRD#: 14178
BOCA RATON, FL
Past

July 29, 2005 - September 16, 2010

WYSER-PRATTE & CO., INC.

BD
CRD#: 28056
NEW YORK, NY
Past

September 21, 1989 - July 18, 2005

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY
Past

March 25, 1988 - September 15, 1988

FINANCIAL SQUARE PARTNERS

BD
CRD#: 1541
NEW YORK, NY
Past

November 21, 1986 - December 11, 1987

TUCKER ANTHONY INCORPORATED

BD
CRD#: 837
BOSTON, MA
Past

October 22, 1985 - December 23, 1986

E. F. HUTTON & COMPANY INC

BD
CRD#: 235

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm


TA
TRADEZERO AMERICA, INC.
DIVY EQUITIES, INC. | TRADEZERO AMERICA, INC.

CRD#: 282940 / SEC#: , 8-69736

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information


Main Address
67 35th Street Suite B450, Brooklyn, NY 11232
Mailing Address
67 35th Street Suite B450, Brooklyn, NY 11232
Phone number
(718) 709-4925
Established
Delaware since 09/02/2015
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
TRADEZERO USA INCSHAREHOLDER
CALLEJAS, KHRISPRINCIPAL FINANCIAL OFFICER6062989
CALLEJAS, KHRISFINOP6062989
CURET, JEFFREY HOWARDREGISTERED OPTION PRINCIPAL / CHIEF OPERATIONS OFFICER4711190
HAUPT, MICHAEL SCEO2865821
NACCARELLI, ANTONY CARMINECHIEF COMPLIANCE OFFICER1412706
ORTEGON, MARY ANNETTEMARKETING REGISTERED OPTIONS PRINCIPAL1297351

Disclosures


Regulatory Event5

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


TRADEZERO AMERICA, INC.

CRD#: 282940Brooklyn, NY 11232

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