Steven M. Martz
Professional summary
Steven Michael Martz is a registered financial professional currently at LASALLE ST SECURITIES, L.L.C. located in Noblesville, Indiana.
Steven is registered as a RR (Registered Representative) and started their career in finance in 1985. Steven has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven Michael Martz's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 23, 1990 - Present
LASALLE ST SECURITIES, L.L.C.
Office #1: 978 Conner St., Noblesville, IN 46060January 31, 2002 - December 31, 2011
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
May 31, 1989 - January 24, 1990
FIRST AFFILIATED SECURITIES
October 23, 1985 - May 31, 1989
FIRST AFFILIATED SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/2/2016)
(1/15/2016)
(2/1/2005)
(4/26/1999)
(1/23/1990)
(11/5/1998)
(3/19/2007)
(1/23/1990)
(2/1/2005)
(5/3/2013)
(1/11/2005)
(7/21/2005)
(7/24/2008)
(6/1/2016)
(7/7/2010)
(1/4/2008)
(2/1/2005)
(4/18/1995)
(4/5/1994)
(1/8/1997)
(11/19/2013)
(1/8/2001)
(7/17/2024)
(2/1/2005)
(1/8/1997)
Exams
FINRA
Current Firm
LASALLE ST SECURITIES, L.L.C.
CRD#: 7191 / SEC#: , 8-18860
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 15 |
| Arbitration | 4 |
| Bond | 1 |
Red Flags
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