Michael N. Wirstrom
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Nelson Wirstrom was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1985. Michael had worked at 2 firms and has passed the Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 22, 1988 - October 6, 1988
DORSEY & COMPANY, INC.
September 24, 1985 - August 2, 1988
B.F. ANDERSON INVESTMENT SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DORSEY & COMPANY, INC.
CRD#: 1668 / SEC#: 801-35768, 8-7541
Contact information
FINRA licenses (1 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PROSPERA FINANCIAL, LLC | OWNER | |
| THOMPSON, RAYMOND ANDREW | PRESIDENT / CEO / CCO | 737094 |
Disclosures
| Regulatory Event | 15 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
