Douglas D. Moffitt
Professional summary
Douglas David Moffitt, who also goes by Doug Moffitt, is a registered financial professional currently at HARBOR VIEW ADVISORS, LLC located in Neptune Beach, Florida.
Douglas is registered as a RR (Registered Representative) and started their career in finance in 1985. Douglas has worked at 5 firms and has passed the Series 63, Series 65, Series 79TO, SIE, Series 3, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Douglas David Moffitt's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 28, 2023 - Present
HARBOR VIEW ADVISORS, LLC
Office #1: 310 3rd Street Suite 201, Neptune Beach, FL 32266December 15, 2018 - August 28, 2020
SAVANT WEALTH MANAGEMENT
January 14, 2011 - March 30, 2012
APLOS ADVISORS LLC
May 15, 1996 - October 27, 2004
GOLDMAN SACHS & CO. LLC
October 22, 1985 - April 25, 1996
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/11/2023)
Exams
Series 79TO
Date: 7/28/2023
Investment Banking Registered Representative ExaminationSeries 8
Date: 2/17/1995
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
HARBOR VIEW ADVISORS, LLC
CRD#: 151817 / SEC#: , 8-68401
Contact information
FINRA licenses (6 States and Territories)
Documents
Red Flags
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Company Information
HARBOR VIEW ADVISORS, LLC
CRD#: 151817Neptune Beach, FL 32266TRUST BUT VERIFY
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