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Michael Bray

INGALLS INVESTMENT MANAGEMENT
NEW YORK, NY 10020
Some features on this profile are disabled
CRD#: 1411651
MB
Michael BrayINGALLS INVESTMENT MANAGEMENT

Professional summary

Michael Bray, who also goes by Michael Robert Bray, Mike Bray, is a registered financial advisor currently at INGALLS INVESTMENT MANAGEMENT, LLC located in New York, New York.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Michael has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

Always Fiduciary

Aliases

Michael Robert Bray | Mike Bray

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Bray's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 10, 2026 - Present

INGALLS INVESTMENT MANAGEMENT, LLC

Office #1: 1 Rockefeller Plaza 7th Floor, New York, NY 10020
RIA
CRD#: 343369
NEW YORK, NY
Past

August 12, 2024 - August 10, 2026

INGALLS & SNYDER, LLC

RIA
CRD#: 2288
Oakton, VA
Past

September 20, 2023 - July 12, 2024

CORIENT

RIA
CRD#: 319448
FALLS CHURCH, VA
Past

September 8, 2017 - July 17, 2018

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA
CRD#: 11025
FALLS CHURCH, VA
Past

September 8, 2017 - July 17, 2018

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

BD
CRD#: 11025
FALLS CHURCH, VA
Past

August 15, 2007 - April 26, 2017

ROBERT W. BAIRD & CO. INCORPORATED

BD
CRD#: 8158
RESTON, VA
Past

April 25, 2006 - August 13, 2007

GUGGENHEIM SECURITIES, LLC

BD
CRD#: 40638
NEW YORK, NY
Past

June 26, 2001 - March 16, 2006

GLEACHER & COMPANY SECURITIES, INC.

BD
CRD#: 298
NEW YORK, NY
Past

August 8, 2000 - June 28, 2001

SCOTT & STRINGFELLOW, LLC

BD
CRD#: 6255
RICHMOND, VA
Past

October 1, 1999 - August 18, 2000

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

April 23, 1998 - April 5, 1999

JACKSON SECURITIES LLC

BD
CRD#: 19897
ATLANTA, GA
Past

November 22, 1995 - March 4, 1998

JACKSON SECURITIES LLC

BD
CRD#: 19897
ATLANTA, GA
Past

July 21, 1994 - October 1, 1999

FIRST UNION CAPITAL MARKETS CORP.

BD
CRD#: 6124
CHARLOTTE, NC
Past

November 9, 1987 - August 1, 1994

SCOTT & STRINGFELLOW, LLC

BD
CRD#: 6255
RICHMOND, VA
Past

December 3, 1985 - November 3, 1987

SOVRAN INVESTMENT CORPORATION

BD
CRD#: 16441

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
II
INGALLS INVESTMENT MANAGEMENT, LLC
2X WEALTH GROUP | STEWART ASSET MANAGEMENT TEAM | NOBSKA CAPITAL MANAGEMENT | INGALLS INVESTMENT MANAGEMENT, LLC | FUNDAMENTAL EQUITY ADVISORS | BRIDGEHAMPTON GROUP | 6TH AVENUE TEAM

CRD#: 343369 / SEC#: 801-5016

RIA
Registered Investment Advisory firm - (8/21/1968 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(8/10/2026)
IAR
Colorado
(8/10/2026)
IAR
Maryland
(8/10/2026)
IAR
New York
(8/10/2026)
IAR
North Carolina
(8/10/2026)
IAR
South Carolina
(8/10/2026)
IAR
Virginia
(8/10/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/20/2023
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/23/1985
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 7/17/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/21/1985
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/3/1989
General Securities Principal Examination

Current Firm

II
INGALLS INVESTMENT MANAGEMENT, LLC
2X WEALTH GROUP | STEWART ASSET MANAGEMENT TEAM | NOBSKA CAPITAL MANAGEMENT | INGALLS INVESTMENT MANAGEMENT, LLC | FUNDAMENTAL EQUITY ADVISORS | BRIDGEHAMPTON GROUP | 6TH AVENUE TEAM

CRD#: 343369 / SEC#: 801-5016

RIA
Registered Investment Advisory firm - (8/21/1968 Approved)
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Contact information

Main Address
1 Rockefeller Plaza 7th Floor, New York, NY 10020
Mailing Address
Phone number
(212) 269-7800
Established
Firm type
Fiscal year end
# of Employees
50

SEC notice filing (48 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

IIM_BROCHURE_07012026 (7/24/2026)

Regulatory assets under management

Total Number of Accounts4,453
AUM (Assets Under Management)$ 7,826,602,578

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

INGALLS INVESTMENT MANAGEMENT, LLC

CRD#: 343369New York, NY 10020

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