Bradley D. Hahn
Professional summary
Bradley David Hahn, who also goes by Brad Hahn, Bradley D Hahn, is a registered financial professional currently at AMERIPRISE FINANCIAL SERVICES, LLC located in Minneapolis, Minnesota and AMERICAN ENTERPRISE INVESTMENT SERVICES INC. located in Minneapolis, Minnesota.
Bradley is registered as a RR (Registered Representative) and started their career in finance in 1993. Bradley has worked at 6 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 55, Series 7, Series 53, Series 27, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Bradley David Hahn's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 17, 2013 - Present
AMERIPRISE FINANCIAL SERVICES, LLC
Office #1: 901 3rd Ave S, Minneapolis, MN 55402-3367May 20, 2013 - Present
AMERICAN ENTERPRISE INVESTMENT SERVICES INC.
Office #1: 901 3rd Ave S, Minneapolis, MN 55402June 26, 2007 - July 27, 2009
WELLS FARGO INVESTMENTS, LLC
June 26, 2007 - July 27, 2009
WELLS FARGO INVESTMENTS, LLC
April 2, 1999 - June 8, 2007
PIPER SANDLER & CO.
February 23, 1999 - March 29, 1999
WELLS FARGO SECURITIES INC.
March 10, 1997 - March 24, 1999
WELLS FARGO BROKERAGE SERVICES, L.L.C.
January 30, 1993 - March 11, 1997
PIPER SANDLER & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 4/7/2003
Limited Representative-Equity Trader ExamSeries 8
Date: 11/1/1994
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
AMERICAN ENTERPRISE INVESTMENT SERVICES INC.
CRD#: 26506 / SEC#: , 8-42582
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMPF HOLDING, LLC | SHAREHOLDER | |
| CARR, GREGORY GERARD | DIRECTOR, CHIEF EXECUTIVE OFFICER, PRESIDENT | 2210835 |
| FLANSBURG, BRETT ALLEN | VICE PRESIDENT, AWM COMPLIANCE AND CHIEF COMPLIANCE OFFICER | 3179474 |
| GERDES, JOSEPH FRANCIS | DIRECTOR, CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER | 2391989 |
| MATTOX, MICHAEL SCOTT | VICE PRESIDENT - CONTROLLER, INTERIM CHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER | 4383501 |
| SENNE, ANN MARIE | DIRECTOR | 2515669 |
| SWEENEY, JOSEPH EDWARD | DIRECTOR | 4668713 |
Disclosures
| Regulatory Event | 10 |
Red Flags
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