WF
Wayne F. Farnsworth
VALMARK ADVISERS
NEWARK, OH 43055
Some features on this profile are disabled
CRD#: 1410953
WF
Professional summary
Wayne Franklin Farnsworth JR is a registered financial advisor currently at VALMARK ADVISERS, INC. located in Newark, Ohio and VALMARK SECURITIES, INC. located in Newark, Ohio.
Wayne is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Wayne has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) GROUP INS. (HEALTH & LIFE) OHIO BROKERAGE AGENCY, ISSUE INSURANCE AGENCY (GUARANTEED ISSUE POLICIES)./// 2) WAPITI Holdings Ltd; 51 North Third Street, Ste. 102, Newark, OH 43055; Charter Boat Fishing; U.S. Coast Guard Licensed Captain; NOT Investment Related; Sole Owner; Approximately 21-40 hrs. per month; Start Date 03/2007; Full day charter is paid directly to captain at completion of trip./// 3) Farnsworth Holdings, Ltd.; 51 North Third Street, Suite 102 Newark, Ohio 43055; Rental Property; Sole Member; NOT Investment Related; Farnsworth Holding's, Ltd. owns the property I run Wayne Farnsworth Financial Services, Inc. from which in turn pays me rent. I own 100% of both entities; Approximately 1-5 hrs. per month; Monthly rental income.///
CRS (Client Relationship Summary) - RIA
Click below to view Wayne Franklin Farnsworth JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 21, 1999 - Present
VALMARK ADVISERS, INC.
Office #1: 51 North Third Street Suite 101, Newark, OH 43055RIA
CRD#: 108050
NEWARK, OH
Current
March 9, 1998 - Present
VALMARK SECURITIES, INC.
Office #1: 51 North Third Street Suite 101, Newark, OH 43055BD
CRD#: 31243
Newark, OH
Past
May 19, 1986 - March 17, 1998
BMA FINANCIAL SERVICES, INC.
BD
CRD#: 7943
KANSAS CITY, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VA
VALMARK ADVISERS, INC.
VALMARK ADVISERS INC | VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
RIA
Registered Investment Advisory firm - (5/29/1998 Approved)Wyoming
Registered Investment Advisory firm - (8/11/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/11/2010)
RR
Alaska(3/28/2000)
RR
Arizona(10/18/2000)
RR
Arkansas(11/30/2011)
RR
California(5/24/2000)
RR
Colorado(6/5/2007)
RR
Florida(3/31/1998)
IAR
Florida(2/12/2001)
RR
Georgia(7/12/2011)
RR
Idaho(1/28/2005)
RR
Illinois(2/28/2001)
RR
Indiana(9/5/2012)
IAR
Indiana(3/25/2022)
RR
Iowa(11/13/2024)
RR
Kentucky(3/18/2015)
IAR
Kentucky(3/16/2021)
RR
Maryland(10/3/2007)
RR
Michigan(4/5/2000)
RR
Mississippi(9/11/1998)
RR
Nebraska(2/21/2024)
RR
New York(6/11/2001)
RR
North Carolina(11/16/1999)
RR
Ohio(3/9/1998)
IAR
Ohio(4/21/1999)
RR
Oklahoma(6/7/2018)
RR
Pennsylvania(8/31/1999)
RR
South Carolina(10/3/2007)
RR
Texas(4/11/2005)
RR
Virginia(3/7/2001)
RR
Washington(9/4/2014)
RR
West Virginia(6/10/2003)
RR
Wyoming(9/18/2000)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VA
VALMARK ADVISERS, INC.
VALMARK ADVISERS INC | VALMARK ADVISERS, INC.
CRD#: 108050 / SEC#: 801-55564
RIA
Registered Investment Advisory firm - (5/29/1998 Approved)Wyoming
Registered Investment Advisory firm - (8/11/2017 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
130 Springside Drive Suite 300, Akron, OH 44333
Mailing Address
Phone number
(800) 765-5201
Established
Firm type
Fiscal year end
# of Employees
275
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 19,096 |
| AUM (Assets Under Management) | $ 8,379,181,235 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
