Wayne Franklin Farnsworth JR
Professional Summary
Wayne Franklin Farnsworth JR is a registered financial advisor currently at VALMARK ADVISERS, INC. located in Newark, Ohio and VALMARK SECURITIES, INC. located in Newark, Ohio. Wayne is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Wayne has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
40 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
VALMARK ADVISERS INC | VALMARK ADVISERS, INC.
Contact Information
Main Address
130 Springside Drive Suite 300, Akron, OH 44333Phone Number
(800) 765-5201# of Employees
280SEC notice filing (52 States and Territories)
Registered to provide investment advisory services in 52 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
20,881AUM (Assets Under Management)
$10,166,311,019Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
VALMARK ADVISERS INC | VALMARK ADVISERS, INC.
State Registrations and Notice Filings
(8/11/2010)
(3/28/2000)
(10/18/2000)
(11/30/2011)
(5/24/2000)
(6/5/2007)
(3/31/1998)
(2/12/2001)
(7/12/2011)
(1/28/2005)
(2/28/2001)
(9/5/2012)
(3/25/2022)
(11/13/2024)
(3/18/2015)
(3/16/2021)
(10/3/2007)
(4/5/2000)
(9/11/1998)
(2/21/2024)
(6/11/2001)
(11/16/1999)
(3/9/1998)
(4/21/1999)
(6/7/2018)
(8/31/1999)
(10/3/2007)
(4/16/2026)
(4/11/2005)
(3/7/2001)
(9/4/2014)
(6/10/2003)
(9/18/2000)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed May 1986About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Wayne Franklin Farnsworth JR's CRS (Customer Relationship Summary).
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