Vikram S. Pandit
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vikram Shankar Pandit, who also goes by VIkram Pandit, was a registered financial professional .
Vikram is a previously registered financial professional and started their career in finance in 1988. Vikram had worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 5, 2014 - September 30, 2015
FREEMAN & CO. SECURITIES LLC
July 16, 2007 - December 21, 2012
CITIGROUP GLOBAL MARKETS INC.
April 4, 1988 - April 25, 2005
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
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Exams
Current Firm
FREEMAN & CO. SECURITIES LLC
CRD#: 118939 / SEC#: , 8-53700
Contact information
Documents
Red Flags
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