Suresh Khanna
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Suresh Khanna, who also goes by Stan Khanna, was a registered financial professional .
Suresh is a previously registered financial professional and started their career in finance in 1985. Suresh had worked at 7 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 2010 - February 17, 2012
AUTO CLUB FUNDS, INC.
May 26, 2005 - July 1, 2010
SIGNATOR INVESTORS, INC.
March 25, 2004 - May 3, 2005
EQUITY SERVICES, INC.
February 19, 2002 - March 23, 2004
NEW ENGLAND SECURITIES
April 17, 2001 - February 26, 2002
NYLIFE SECURITIES LLC
July 13, 2000 - February 20, 2001
ALLSTATE FINANCIAL SERVICES, LLC
November 12, 1985 - January 6, 1995
SIGNATOR INVESTORS, INC.
August 3, 1985 - January 6, 1995
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
AUTO CLUB FUNDS, INC.
CRD#: 10580 / SEC#: , 8-27617
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
