Patrick F. Downes
Professional summary
Patrick Francis Downes, who also goes by Patrick F Downes, is a registered financial professional currently at CHATSWORTH SECURITIES LLC located in Greenwich, Connecticut.
Patrick is registered as a RR (Registered Representative) and started their career in finance in 1985. Patrick has worked at 13 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Patrick Francis Downes's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 13, 2022 - Present
CHATSWORTH SECURITIES LLC
Office #1: 95 East Putnam Avenue, Greenwich, CT 06830April 22, 2020 - February 1, 2022
MISCHLER FINANCIAL GROUP, INC.
March 30, 2016 - June 13, 2018
ACADEMY SECURITIES, INC.
March 25, 2011 - September 23, 2013
BRANT POINT CAPITAL, LLC
April 22, 2009 - December 31, 2011
PREMIUM POINT INVESTMENTS
April 12, 2006 - June 5, 2008
DEUTSCHE BANK SECURITIES INC.
August 19, 2003 - April 6, 2006
NEWEDGE USA, LLC
September 13, 2002 - August 18, 2003
VCROSS CAPITAL MARKETS LLC
November 15, 2000 - September 12, 2002
AK CAPITAL LLC
February 19, 1999 - March 7, 2000
NATWEST MARKETS SECURITIES INC.
November 26, 1993 - September 4, 1997
NATWEST MARKETS SECURITIES INC.
February 13, 1991 - August 31, 1993
DAIWA CAPITAL MARKETS AMERICA INC.
May 22, 1990 - January 18, 1991
CITICORP SECURITIES, INC.
October 22, 1985 - March 9, 1990
SALOMON BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/13/2022)
(5/2/2022)
(5/29/2022)
Exams
FINRA
Current Firm
CHATSWORTH SECURITIES LLC
CRD#: 40804 / SEC#: 801-120061, 8-49199
Contact information
FINRA licenses (6 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DIFIORE, RALPH RAYMOND | SENIOR MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER / AML OFFICER / CHIEF EXECUTIVE OFFICER | 1913027 |
| FULVIO, GENNARO JOHN | FINOP | 2435828 |
| MACLEAN, DANIEL CRAWFORD | SENIOR MANAGING DIRECTOR | 1467579 |
| MATCOVSKY, JOEL JAY | SENIOR MANAGING DIRECTOR | 1769496 |
| THE ESTATE OF CURTIS E. GOWDY | ESTATE |
Disclosures
| Regulatory Event | 1 |
| Civil Event | 1 |
Red Flags
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