MG
Michael J. Grabowski
CETERA INVESTMENT ADVISERS LLC
MILWAUKEE, WI 53219
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CRD#: 1408376
MG
Professional summary
Michael Joseph Grabowski is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Milwaukee, Wisconsin and CETERA WEALTH SERVICES, LLC located in Milwaukee, Wisconsin.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Michael has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Insight Accounting & Financial Consulting, Inc~'NIR'~4712 W. Forest Home~Milwaukee~WI~53219~Accounting Services/Tax Preparation~Owner~2/10/2005~160hrs~130hrs~I work with clients on tax and accounting matters. 2)Michael J. Grabowski~'NIR'~4712 W. Forest Home Ave~Milwaukee~WI~53219~Independent Insurance Agent~Insurance Sales Agent~6/22/1984~0hrs~0hrs~Sales (Health), but not active only if a client asks me. 3)Rental Real Estate~'NIR'~4712 W. Forest Home~Milwaukee~WI~53219~Rental Property~Owner~6/30/1987~1hrs~0hrs~Own and manage rental property 4)Synergy CME Resource Group, Inc.~'NIR'~2208 S. 38th St~Milwaukee~WI~53215~Board Position/Officer~Other~12/1/2018~1hrs~1hrs~Quarterly board meetings
CRS (Client Relationship Summary) - RIA
Click below to view Michael Joseph Grabowski's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 4712 W Forest Home Ave, Milwaukee, WI 53219RIA
CRD#: 105644
MILWAUKEE, WI
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 4712 W Forest Home Ave, Milwaukee, WI 53219BD
CRD#: 13572
MILWAUKEE, WI
Past
February 18, 1998 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
MILWAUKEE, WI
Past
October 8, 1992 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
MILWAUKEE, WI
Past
May 22, 1989 - December 31, 1991
GENEVA SECURITIES,INC.
BD
CRD#: 16178
SCHAUMBURG, IL
Past
November 17, 1986 - August 30, 1989
SUPENA-NYMAN INVESTMENT CORPORATION
BD
CRD#: 8067
Past
October 22, 1985 - November 24, 1986
ALL AMERICAN MANAGEMENT CORPORATION
BD
CRD#: 21
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/5/2025)
RR
Colorado(9/18/2025)
RR
Florida(9/5/2025)
RR
Michigan(9/18/2025)
RR
South Carolina(9/18/2025)
RR
Wisconsin(9/5/2025)
IAR
Wisconsin(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Milwaukee, WI 53219TRUST BUT VERIFY
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