Antonio Rodriguez
Professional summary
Antonio Rodriguez, who also goes by Tony Rodriguez, Antonio Rodrigueznieto, is a registered financial professional currently at ALLSTATE FINANCIAL SERVICES, LLC located in Lincoln, Nebraska.
Antonio is registered as a RR (Registered Representative) and started their career in finance in 1986. Antonio has worked at 6 firms and has passed the Series 63, Series 65, Series 52TO, SIE, Series 3, Series 7, Series 6, Series 53, Series 10, Series 9, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Antonio Rodriguez's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 21, 2003 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 151 N 8th St Ste 450, Lincoln, NE 68508-1380January 2, 2003 - July 18, 2003
LAFISE SECURITIES LLC
July 30, 2001 - November 13, 2002
PRUDENTIAL EQUITY GROUP, LLC
July 30, 2001 - November 13, 2002
PRUDENTIAL EQUITY GROUP, LLC
September 29, 2000 - July 24, 2001
PRUDENTIAL EQUITY GROUP, LLC
April 12, 2000 - November 6, 2000
PRUCO SECURITIES, LLC.
March 6, 1996 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
March 6, 1996 - March 15, 2000
EQUITABLE ADVISORS, LLC
June 30, 1995 - October 2, 1995
EQUITABLE ADVISORS, LLC
January 22, 1986 - October 2, 1995
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/23/2003)
(3/18/2004)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationFINRA
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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