Maury A. Shapiro

FERGUSON SHAPIRO LLC

Marietta, GA 30068

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CRD#: 1408322

Professional summary

Maury Alan Shapiro, who also goes by Mauxry A Shapiro, Maury Alan Shaprio, is a registered financial advisor currently at FERGUSON SHAPIRO LLC located in Marietta, Georgia and PURSHE KAPLAN STERLING INVESTMENTS located in Marietta, Georgia.

Maury is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Maury has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mauxry A Shapiro | Maury Alan Shaprio

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Ferguson Shapiro, LLC. Investment Related. 4994 Lower Roswell Road, Suite 13, Marietta GA 30068. RIA. Advisor. 9/2018. 60 hours per months, all during trading hours. Relationship Manager. 2. Fixed Insurance. Not investment related. 4994 Lower Roswell Road, Suite 13, Marietta GA 30068. Group benefits. Insurance Agent. 7/1985. 60 hours per month, all during trading hours. Help business clients with group benefits. 3. SVW Real Estate, LLC. Not Investment Related. 4994 Lower Roswell Road, Suite 12, Marietta GA 30068. Office condo ownership. Owners. 7/2002. 0 hours per month. Collect rent from tenants. 4. Partnership Program with ADP payroll and technology for health insurance agents-Not investment related-4994 Lower Rd, Ste 13, Manetta, GA 30068-Benefits insurance agent-insurance agent-7/23/19-0 hrs/mth-0 during traidng hrs-As a health insurance agent, some of my small group clients are needing payroll, HR and technology expertise. ADP has developed a partnership program for agents to refer them out for these services and receive compensation.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Maury Alan Shapiro's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 10, 2020 - Present

FERGUSON SHAPIRO LLC

Office #1: 4994 Lower Roswell Rd Ste 13, Marietta, GA 30068

RIA

CRD#: 297555

Marietta, GA

Current

October 2, 2018 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 4994 Lower Rosewell Suite 13, Marietta, GA 30068Office #2: 120 N Candler Street #2, Decatur, GA 30030

CRD#: 35747

Marietta, GA

Past

April 10, 2008 - October 18, 2018

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

MARIETTA, GA

Past

October 28, 1985 - January 5, 2000

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

October 28, 1985 - October 18, 2018

EQUITABLE ADVISORS, LLC

CRD#: 6627

MARIETTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FERGUSON SHAPIRO LLC

FERGUSON SHAPIRO LLC | SHILOH ADVISORS LLC | SHILOH ADVISORS

CRD#: 297555 / SEC#: 801-113581

RIA

Registered Investment Advisory firm - (7/6/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(10/2/2018)

Colorado
(10/13/2022)

Florida
(10/13/2022)

Georgia
(10/2/2018)

IAR

Georgia
(1/10/2020)

Texas
(10/2/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/2/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/8/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/25/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/25/1985

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

FERGUSON SHAPIRO LLC

FERGUSON SHAPIRO LLC | SHILOH ADVISORS LLC | SHILOH ADVISORS

CRD#: 297555 / SEC#: 801-113581

RIA

Registered Investment Advisory firm - (7/6/2018 Approved)

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Contact information

Main Address

120 N Candler St #2, Decatur, GA 30030

Mailing Address

Phone number

(404) 567-6771

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRM BROCHURE (8/28/2025)

WRAP FEE PROGRAM BROCHURE (3/17/2025)

Regulatory assets under management

Total Number of Accounts	968
AUM (Assets Under Management)	$ 361,798,775

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Maury A. Shapiro

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Maury Alan Shapiro's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

EQUITABLE ADVISORS, LLC

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

FERGUSON SHAPIRO LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/2/1999

Series 63

Date: 4/8/1993

SIE

Date: 10/1/2018

Series 7

Date: 5/25/1999

Series 6

Date: 10/25/1985

FINRA

Current Firm

FERGUSON SHAPIRO LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FERGUSON SHAPIRO LLC

TRUST BUT VERIFY

Contact information

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