Spenser S. Huston
Professional summary
Spenser Scott Huston, who also goes by Spenser Scott Huston, is a registered financial professional currently at CORPORATE PARTNERS & CO. LLC located in New York, New York.
Spenser is registered as a RR (Registered Representative) and started their career in finance in 1985. Spenser has worked at 9 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Spenser Scott Huston's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 14, 2023 - Present
CORPORATE PARTNERS & CO. LLC
Office #1: 1270 Ave Of The Americas, Suite 300, New York, NY 10020November 21, 2018 - December 9, 2021
BROADRIDGE BUSINESS PROCESS OUTSOURCING, LLC
March 31, 2000 - December 15, 2015
MUFG SECURITIES AMERICAS INC.
August 22, 1996 - May 19, 1999
LEHMAN BROTHERS INC.
November 10, 1994 - July 10, 1996
CITICORP SECURITIES, INC.
April 11, 1994 - June 28, 1994
J.P. MORGAN SECURITIES LLC
March 15, 1990 - April 6, 1994
CITICORP SECURITIES, INC.
May 15, 1989 - July 26, 1989
PRESCOTT, BALL & TURBEN, INC.
December 18, 1986 - March 31, 1989
L. F. ROTHSCHILD & CO. INCORPORATED
November 19, 1985 - November 26, 1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/11/2025)
(3/18/2025)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
CORPORATE PARTNERS & CO. LLC
CRD#: 168356 / SEC#: , 8-69303
Contact information
FINRA licenses (3 States and Territories)
Documents
Red Flags
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