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Salvadore David Palermo

CRD# 1407209·Registered 1986 - 2018
Barred: Salvadore David Palermo was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Salvadore David Palermo, who also goes by Sam Palermo, was a registered financial advisor. Salvadore was a previously registered financial professional and started their career in finance 1986 - 2018. Salvadore had worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Sam Palermo

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

FIRST SOUTHERN SECURITIES, LLC.·CRD# 153133
BD
Alpharetta, GA
September 11, 2015 - August 28, 2018
J.P. TURNER & COMPANY, L.L.C.·CRD# 43177
BD
Atlanta, GA
February 24, 2003 - July 16, 2015
STERNE, AGEE & LEACH, INC.·CRD# 791
BD
Birmingham, AL
August 25, 2000 - February 28, 2003
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
August 14, 2000 - September 13, 2000
J.C. BRADFORD & CO.·CRD# 1287
BD
New York, NY
June 15, 1999 - August 14, 2000
AMERICAN FRONTEER FINANCIAL CORPORATION·CRD# 1398
BD
Denver, CO
July 1, 1994 - June 17, 1999
F.N. WOLF & CO., INC.·CRD# 13051
BD
June 14, 1988 - July 21, 1994
SHERWOOD CAPITAL, INC.·CRD# 10474
BD
February 2, 1987 - May 18, 1988
FIRST JERSEY SECURITIES, INC.·CRD# 6621
BD
February 19, 1986 - January 31, 1987

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Current Firm

FS
FIRST SOUTHERN SECURITIES, LLC.

FIRST SOUTHERN SECURITIES, LLC.

CRD#: 153133 / SEC#: 8-68503
BD
Terminated by SEC on 10/03/2020

Contact Information

Established

Georgia since 01/29/2010

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
EILER, BENJAMIN THOMASOWNER3063023
HAWK, WILLIAM HEATHPRESIDENT / CEO / ROSFP / MP2494928
SFYRIS, VASILEIOS ALEXIOSMANAGING PARTNER/POO4026992
PAGAN MARXUACH, RAFAEL ANTONIOOWNER2863850
HOLMAN, JOHN MICHAELCHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER1858866
JACKELS, STEPHANIE KANEFINOP/PFO5928877

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1986About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Aug 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 1986About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Oct 1989About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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