Steven J. Miller
Professional summary
Steven Joseph Miller, who also goes by Steve Miller, is a registered financial professional currently at ALLSTATE FINANCIAL SERVICES, LLC located in Louisville, Kentucky.
Steven is registered as a RR (Registered Representative) and started their career in finance in 1985. Steven has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven Joseph Miller's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 30, 2004 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 5520 Fern Valley Rd Ste 110, Louisville, KY 40228-1088April 8, 2003 - August 13, 2004
OSAIC FA, INC.
April 8, 2003 - August 13, 2004
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
April 8, 2003 - August 13, 2004
OSAIC FA, INC.
November 1, 1994 - March 31, 2003
CINCINNATI ANALYSTS, INC.
August 8, 1994 - November 2, 1994
1717 CAPITAL MANAGEMENT COMPANY
May 9, 1989 - November 1, 1994
COVENANT SECURITIES, INC.
September 11, 1985 - April 26, 1989
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/30/2004)
(7/30/2004)
(4/29/2025)
(2/3/2021)
(5/6/2020)
Exams
FINRA
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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Company Information
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272Louisville, KY 40228-1088TRUST BUT VERIFY
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