JG
Joshua P. Gully
NEW EDGE WEALTH
Stamford, CT 06902
Some features on this profile are disabled
CRD#: 1406584
JG
Professional summary
Joshua Peter Gully is a registered financial advisor currently at NEW EDGE WEALTH located in Stamford, Connecticut and NEWEDGE SECURITIES, LLC located in Stamford, Connecticut.
Joshua is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Joshua has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 15, Series 5, Series 3 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.NewEdge Wealth*Yes Invest*Financial Advisor with NewEdge Wealth*80 per mnt/80 during trade*4/5/23 2.Entrepreneurship at Cornell*No Invest*I will provide advice and guidance to budding entrepreneurs*1hr per mnth/0 trade*3/28/23*Cornell University 3.Cooba Partners LLC*Yes Invest*I am the managing partner of cooba LLC. I own 70% of the LLC assets. I have very limited responsibilities*.05 Hrs per mnth/0 during trade*3/28/23*
CRS (Client Relationship Summary) - RIA
Click below to view Joshua Peter Gully's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 11, 2023 - Present
NEW EDGE WEALTH
Office #1: 2200 Atlantic Street Suite 200, Stamford, CT 06902RIA
CRD#: 307771
Stamford, CT
Current
April 12, 2023 - Present
NEWEDGE SECURITIES, LLC
Office #1: 2200 Atlantic Street 2nd Fl South, Stamford, CT 06902BD
CRD#: 10674
Stamford, CT
Past
June 1, 2009 - February 10, 2022
MORGAN STANLEY
RIA
CRD#: 149777
New York, NY
Past
June 1, 2009 - February 10, 2022
MORGAN STANLEY
BD
CRD#: 149777
New York, NY
Past
May 22, 2002 - June 1, 2009
MORGAN STANLEY & CO. LLC
RIA
CRD#: 8209
NEW YORK, NY
Past
July 17, 1992 - June 1, 2009
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
NEW YORK, NY
Past
September 24, 1985 - August 7, 1990
SALOMON BROTHERS INC.
BD
CRD#: 740
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NE
NEW EDGE WEALTH
NEW EDGE WEALTH | NEWEDGE WEALTH, LLC | NEWEDGE INVESTMENT SOLUTIONS | NEW EDGE WEALTH LLC
CRD#: 307771 / SEC#: 801-118291
RIA
Registered Investment Advisory firm - (3/25/2020 Approved)Maryland
Registered Investment Advisory firm - (2/28/2020 Terminated)North Carolina
Registered Investment Advisory firm - (2/25/2020 Terminated)South Dakota
Registered Investment Advisory firm - (2/24/2020 Terminated)Wisconsin
Registered Investment Advisory firm - (2/24/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(4/13/2023)
RR
Colorado(5/11/2023)
RR
Connecticut(4/27/2023)
IAR
Connecticut(4/27/2023)
RR
Delaware(4/26/2023)
RR
District of Columbia(4/27/2023)
RR
Florida(5/22/2023)
RR
Kentucky(4/28/2023)
RR
Maine(5/17/2023)
RR
Maryland(7/26/2023)
RR
Massachusetts(5/4/2023)
RR
Michigan(4/17/2023)
RR
New Jersey(4/26/2023)
RR
New York(11/1/2023)
IAR
New York(12/6/2023)
RR
North Carolina(4/28/2023)
RR
Ohio(4/13/2023)
RR
Pennsylvania(5/2/2023)
RR
Tennessee(5/3/2023)
IAR
Texas(4/11/2023)
RR
Texas(5/8/2023)
RR
Vermont(4/27/2023)
RR
Virginia(4/27/2023)
RR
Washington(3/7/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 15
Date: 2/25/1987
Foreign Currency Options ExaminationGeneral Industry/Product Exam
RR
Series 5
Date: 1/5/1987
Interest Rate Options ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
NE
NEW EDGE WEALTH
NEW EDGE WEALTH | NEWEDGE WEALTH, LLC | NEWEDGE INVESTMENT SOLUTIONS | NEW EDGE WEALTH LLC
CRD#: 307771 / SEC#: 801-118291
RIA
Registered Investment Advisory firm - (3/25/2020 Approved)Maryland
Registered Investment Advisory firm - (2/28/2020 Terminated)North Carolina
Registered Investment Advisory firm - (2/25/2020 Terminated)South Dakota
Registered Investment Advisory firm - (2/24/2020 Terminated)Wisconsin
Registered Investment Advisory firm - (2/24/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2200 Atlantic Street Suite 200, Stamford, CT 06902
Mailing Address
Phone number
(203) 424-2262
Established
Firm type
Fiscal year end
# of Employees
152
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14,680 |
| AUM (Assets Under Management) | $ 12,064,984,416 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/27/2025 | ||
| 12/22/2023 | ||
| 01/27/2023 | ||
| 07/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
