Donna B. Dimaria

VIGILANT DISTRIBUTORS

Chadds Ford, PA 19317

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CRD#: 1406234

Professional summary

Donna Barbara Dimaria, who also goes by Donna Barbara Assenzio, Donna Assenzio, Donna B. Dimaria, Donna Barbara Dimaria, is a registered financial professional currently at VIGILANT DISTRIBUTORS, LLC located in Chadds Ford, Pennsylvania and RYAN TAX CAPITAL, LLC located in New York, New York.

Donna is registered as a RR (Registered Representative) and started their career in finance in 1989. Donna has worked at 10 firms and has passed the Series 65, Series 63, Series 79TO, Series 99TO, SIE, Series 50, Series 7, Series 14, Series 54 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Donna Barbara Assenzio | Donna Assenzio | Donna B. Dimaria | Donna Barbara Dimaria

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Ryan Brokerage Services, 11/2023, Principal. Vigilant LLC 223 Wilmington West Chester Pike Chadds Ford PA Started 3/22 Duties include CCO Consulting BD and IA compliance as well as consulting on a variety of business activities including marketing and distribution strategies, operational aspects of a variety of investment vehicles, creation of project plans and strategic development. Non-Investment Related Vigilant Distributors -Chadds Ford PA Started 9/2023. Registered Representative. Investment Related. Corbett Road Capital Management, Investment Related, CCO / IAR. GAMMA f/k/a Third Party Marketers Association or 3PM. Chairman of the Board of Directors and Chair of the Regulatory Committee 9/23/2022 The entity is a business and trade organization promoting global asset management marketing. Time devoted to this task is estimated to be 6 hours per month. There are no conflicts of interest or direct investments. Monahan-Roth June 2016 Compliance consultant for broker-dealers and registered investment advisors. Estimated time spent working on projects 1 to 2 hours per week. Non-investment Related. Tessera Capital, LLC consulting entity. Non investment related

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Donna Barbara Dimaria's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 18, 2023 - Present

VIGILANT DISTRIBUTORS, LLC

Office #1: Gateway Corporate Center, Suite 216 223 Wilmington West Chester Pike, Chadds Ford, PA 19317

CRD#: 285573

Chadds Ford, PA

Current

January 4, 2024 - Present

RYAN TAX CAPITAL, LLC

Office #1: Rockefeller Center 600 Fifth Ave, 9th Floor, , New York, NY, 10020Office #2: One Rockefeller Plaza 20th Floor, New York, NY, 10020

CRD#: 321878

NEW YORK, NY

Past

September 17, 2023 - December 31, 2024

CORBETT ROAD CAPITAL MANAGEMENT, LLC

RIA

CRD#: 305063

Fairport, NY

Past

October 20, 2021 - September 15, 2023

BOUSTEAD SECURITIES, LLC

CRD#: 141391

IRVINE, CA

Past

July 2, 2021 - September 15, 2023

SUTTER CAPITAL PARTNERS, LLC

RIA

CRD#: 312689

IRVINE, CA

Past

March 17, 2008 - August 12, 2022

XTON FINANCIAL LLC

RIA

CRD#: 132847

Penfield, NY

Past

May 23, 2005 - August 19, 2011

TESSERA CAPITAL PARTNERS, LLC

RIA

CRD#: 134958

PITTSFORD, NY

Past

March 3, 2005 - September 23, 2022

XTON FINANCIAL LLC

CRD#: 132847

Penfield, NY

Past

November 17, 2004 - April 7, 2005

MAGNA

CRD#: 30935

NEW YORK CITY, NY

Past

June 5, 1989 - July 2, 1993

KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613

Past

April 18, 1989 - November 5, 1990

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arkansas
(7/3/2024)

California
(5/7/2024)

Connecticut
(4/16/2024)

Florida
(9/4/2024)

Georgia
(5/10/2024)

Illinois
(9/6/2024)

Indiana
(9/18/2024)

Massachusetts
(6/24/2024)

New Hampshire
(9/5/2024)

New Mexico
(9/6/2024)

New York
(4/12/2024)

Ohio
(5/2/2024)

Puerto Rico
(3/11/2025)

South Carolina
(4/22/2024)

Texas
(6/12/2024)

Washington
(5/8/2024)

Exams

State Security Law Exam

IAR

Series 65

Date: 5/2/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/15/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 50

Date: 2/5/2016

Municipal Advisor Representative Qualification Exam

General Industry/Product Exam

Series 7

Date: 9/24/2004

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 54

Date: 5/23/2019

Municipal Advisor Principal Qualification Examination

Principal/Supervisory Exam

Series 24

Date: 12/13/2004

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

RYAN TAX CAPITAL, LLC

RYAN BROKERAGE SERVICES, LLC | RYAN TAX CAPITAL, LLC | RYAN TAX CAPITAL

CRD#: 321878 / SEC#: , 8-71024

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

One Rockefeller Plaza 20th Floor, New York, NY, 10020

Mailing Address

One Rockefeller Plaza 20th Floor, New York, NY, 10020

Phone number

(212) 871-3901

Established

Delaware since 04/18/2022

Firm type

Limited Liability Company

Fiscal year end

June

Firm Size

Small

# of Employees

FINRA licenses (44 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
RYAN, LLC	MEMBER
CHISM, PATRICK ANDREW	CHIEF COMPLIANCE OFFICER	2875421
DIMARIA, DONNA BARBARA	PRINCIPAL	1406234
TEUFEL, FREDERICK CHARLES JR	FINOPS	2092408

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Donna B. Dimaria

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Donna Barbara Dimaria's CRS (Customer Relationship Summary).

Certified licenses

Experience

RYAN TAX CAPITAL, LLC

CORBETT ROAD CAPITAL MANAGEMENT, LLC

BOUSTEAD SECURITIES, LLC

SUTTER CAPITAL PARTNERS, LLC

XTON FINANCIAL LLC

TESSERA CAPITAL PARTNERS, LLC

XTON FINANCIAL LLC

MAGNA

KIDDER, PEABODY & CO. INCORPORATED

PRUDENTIAL EQUITY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/2/2005

Series 63

Date: 10/15/2004

Series 79TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 50

Date: 2/5/2016

Series 7

Date: 9/24/2004

Series 14

Date: 1/2/2023

Series 54

Date: 5/23/2019

Series 24

Date: 12/13/2004

FINRA

Current Firm

RYAN TAX CAPITAL, LLC

Contact information

FINRA licenses (44 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

RYAN TAX CAPITAL, LLC

TRUST BUT VERIFY

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