HC
Harry E. Coussou
ROYAL FUND MANAGEMENT
Beaumont, TX 77706
Some features on this profile are disabled
CRD#: 1406022
HC
Professional summary
Harry Earl Coussou JR, who also goes by Bubba Coussou Jr, Bubba Coussou, is a registered financial advisor currently at ROYAL FUND MANAGEMENT, LLC located in Beaumont, Texas.
Harry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Harry has worked at 13 firms and has passed the Series 65, Series 63, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bubba Coussou Jr | Bubba Coussou
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 09/1982 Independent Licensed insurance Agent; Investment Related; Beaumont, TX; 160 hours per month; 160 hours per month during securities trading hours; Annuities and Life Insurance. 2) 8/2015 Safe Harbor Estate & Retirement Planners, LLC; Investment Related; Owner; Beaumont TX; 0 Hours Spent; Collects Fees
CRS (Client Relationship Summary) - RIA
Click below to view Harry Earl Coussou JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 10, 2021 - Present
ROYAL FUND MANAGEMENT, LLC
Office #1: 8141 Gladys Ave Suite 101, Beaumont, TX 77706RIA
CRD#: 144434
Beaumont, TX
Past
June 30, 2017 - June 28, 2021
AE WEALTH MANAGEMENT, LLC
RIA
CRD#: 282580
Beaumont, TX
Past
February 27, 2012 - July 3, 2017
HORTER INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 119880
BEAUMONT, TX
Past
December 20, 2005 - February 21, 2012
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
BEAUMONT, TX
Past
November 22, 2005 - February 21, 2012
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
BEAUMONT, TX
Past
October 17, 2000 - December 13, 2005
1717 CAPITAL MANAGEMENT COMPANY
RIA
CRD#: 4082
HOUSTON, TX
Past
October 17, 2000 - December 13, 2005
1717 CAPITAL MANAGEMENT COMPANY
BD
CRD#: 4082
NEWARK, DE
Past
January 31, 1995 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
BD
CRD#: 5181
BOSTON, MA
Past
January 31, 1995 - October 30, 2000
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
BOSTON, MA
Past
May 12, 1994 - January 30, 1995
OSAIC FS, INC.
BD
CRD#: 3870
FORT WAYNE, IN
Past
April 25, 1992 - April 20, 1994
CANADA LIFE OF AMERICA FINANCIAL SERVICES, INC.
BD
CRD#: 24220
GREENWOOD VILLAGE, CO
Past
April 24, 1987 - September 9, 1988
TRANSAMERICA FINANCIAL ADVISORS, INC.
BD
CRD#: 3600
Past
April 24, 1987 - July 19, 1991
TRANSAMERICA SECURITIES SALES CORPORATION
BD
CRD#: 17970
LOS ANGELES, CA
Past
July 3, 1986 - March 14, 1987
CONSECO FINANCIAL SERVICES, INC.
BD
CRD#: 629
Past
November 20, 1985 - July 3, 1986
SOUTHWESTERN MANAGEMENT & RESEARCH CORPORATION
BD
CRD#: 3461
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RF
ROYAL FUND MANAGEMENT, LLC
401(K) MANEUVER | YI WEALTH MANAGEMENT | WOERNLE WEALTH MANAGEMENT, LLC | WEALTH HARMONICS | WAYFINDER WEALTH MANAGEMENT | WAGNER INVESTMENT & RETIREMENT ADVISORS | VALLEY ASSET MANAGERS LLC | TRU FINANCIAL STRATEGIES | TRIPLETT WEALTH MANAGEMENT | TRANSPARENT FINANCIAL GROUP | THE SORENSEN ADVISORY GROUP, LLC | STRATEGIC FINANCIAL GROUP | STILL WATERS FINANCIAL GROUP LLC | STANDARD CAPITAL FINANCIAL | SPROUSE INVESTMENTS LLC | SOUTHWEST RETIREMENT & WEALTH MANAGEMENT | SOLUTIONS ADVISORY SERVICES, LLC | SOLID WEALTH ADVISORS, LLC | SIGNATURE AMERICA FINANCIAL & INSURANCE SERVICES, INC | SCHLOSSER INSURANCE SERVICES LLC | SAGE RETIREMENT SERVICES, LLC | ROYAL FUND MANAGEMENT, LLC | ROYAL FUND MANAGEMENT | RIDGEBROOKE INVESTMENT PLANNING | RETIREMENT INCOME SPECIALISTS | PRIME FINANCIAL ADVISORS | PLANNING ASSOCIATES OF THE SOUTHERN TIER | PELTZ FINANCIAL SERVICES | PATRICK LYNCH FINANCIAL | NORTHSHORE PLANNING GROUP | NORTHPOINT FINANCIAL, LLC | NORRIS FINANCIAL SOLUTIONS | NEXUS FINANCIAL GROUP | NEW LIFE FINANCIAL SOLUTIONS, LLC | NEW LIFE FINANCIAL PLANNING, LLC | MCRAE INVESTMENT ADVISORY | LONG FINANCIAL | LINK RETIREMENT & FINANCIAL SERVICES | LINK FINANCIAL LLC | LIFEPLAN PARTNERS, LLC | LIFE & LEGACY ADVISORS, LLC | LEGACY RETIREMENT SERVICES, INC. | JUDY CARLSON FINANCIAL GROUP | JO-ANN HOLST ADVISERS, INC | JO-ANN HOLST ADVISERS | JH ADVISERS | JD UNDERWOOD FINANCIAL | J.D. UNDERWOOD WEALTH MANAGEMENT, INC. | IOWA WEALTH ADVISORS | INTEGRITY WEALTH MANAGEMENT SOLUTIONS | INTEGRITY INVESTMENT AND RISK MANAGEMENT | HOWELL WEALTH CONSULTANTS LLC | HAWKS FINANCIAL, LLC | HARBOUR FINANCIAL GROUP, INC. | GOVERNMENT PERSONNEL ADVISORY GROUP, LLC | GATEKEEPER INVESTMENT ADVISERS | FREDRICK ADVISORS | FREDERICK FINANCIAL GROUP | FRACTAL PROFILE WEALTH MANAGEMENT | FINGERFINANCIAL | FINANCIAL VISION & INVESTMENT SERVICES, INC. | FINANCIAL STRATEGIES, INC. | FINANCIAL ADVISORS OF THE ROCKIES, INC. | FAMILY FINANCIAL RETIREMENT SYSTEMS LLC | EDWARDS INVESTMENTS LLC | DARLING WEATLH MANAGEMENT, LLC | CORNERSTONE FINANCIAL RESOURCES, LLC | COLORADO ELITE RETIREMENT PLANNING, LL DBA SOLID WEALTH ADVISORS, LLC | CLEARPOINT FINANCIAL GROUP | CAMINO ADVISORY | BUDNICK WEALTH MANAGEMENT | BRIZENDINE ADVISOR SERVICES, LLC | BRIDGE WEALTH STRATEGIES | BLACKSTON FINANCIAL ADVISORY GROUP | BENTLEY FINANCIAL | AR WEALTH MANAGEMENT | AMERICAN ELITE RETIREMENT LLC | AMERICA DIRECT, LLC | ALTMEYER FINANCIAL INVESTMENTS, LLC | ADVANCED FINANCIAL STRATEGIES | ADAGE FINANICAL CONSULTANTS, INC.
CRD#: 144434 / SEC#: 801-77918
RIA
Registered Investment Advisory firm - (4/10/2013 Approved)Florida
Registered Investment Advisory firm - (8/26/2013 Terminated)Kentucky
Registered Investment Advisory firm - (8/27/2013 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(6/10/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
RF
ROYAL FUND MANAGEMENT, LLC
401(K) MANEUVER | YI WEALTH MANAGEMENT | WOERNLE WEALTH MANAGEMENT, LLC | WEALTH HARMONICS | WAYFINDER WEALTH MANAGEMENT | WAGNER INVESTMENT & RETIREMENT ADVISORS | VALLEY ASSET MANAGERS LLC | TRU FINANCIAL STRATEGIES | TRIPLETT WEALTH MANAGEMENT | TRANSPARENT FINANCIAL GROUP | THE SORENSEN ADVISORY GROUP, LLC | STRATEGIC FINANCIAL GROUP | STILL WATERS FINANCIAL GROUP LLC | STANDARD CAPITAL FINANCIAL | SPROUSE INVESTMENTS LLC | SOUTHWEST RETIREMENT & WEALTH MANAGEMENT | SOLUTIONS ADVISORY SERVICES, LLC | SOLID WEALTH ADVISORS, LLC | SIGNATURE AMERICA FINANCIAL & INSURANCE SERVICES, INC | SCHLOSSER INSURANCE SERVICES LLC | SAGE RETIREMENT SERVICES, LLC | ROYAL FUND MANAGEMENT, LLC | ROYAL FUND MANAGEMENT | RIDGEBROOKE INVESTMENT PLANNING | RETIREMENT INCOME SPECIALISTS | PRIME FINANCIAL ADVISORS | PLANNING ASSOCIATES OF THE SOUTHERN TIER | PELTZ FINANCIAL SERVICES | PATRICK LYNCH FINANCIAL | NORTHSHORE PLANNING GROUP | NORTHPOINT FINANCIAL, LLC | NORRIS FINANCIAL SOLUTIONS | NEXUS FINANCIAL GROUP | NEW LIFE FINANCIAL SOLUTIONS, LLC | NEW LIFE FINANCIAL PLANNING, LLC | MCRAE INVESTMENT ADVISORY | LONG FINANCIAL | LINK RETIREMENT & FINANCIAL SERVICES | LINK FINANCIAL LLC | LIFEPLAN PARTNERS, LLC | LIFE & LEGACY ADVISORS, LLC | LEGACY RETIREMENT SERVICES, INC. | JUDY CARLSON FINANCIAL GROUP | JO-ANN HOLST ADVISERS, INC | JO-ANN HOLST ADVISERS | JH ADVISERS | JD UNDERWOOD FINANCIAL | J.D. UNDERWOOD WEALTH MANAGEMENT, INC. | IOWA WEALTH ADVISORS | INTEGRITY WEALTH MANAGEMENT SOLUTIONS | INTEGRITY INVESTMENT AND RISK MANAGEMENT | HOWELL WEALTH CONSULTANTS LLC | HAWKS FINANCIAL, LLC | HARBOUR FINANCIAL GROUP, INC. | GOVERNMENT PERSONNEL ADVISORY GROUP, LLC | GATEKEEPER INVESTMENT ADVISERS | FREDRICK ADVISORS | FREDERICK FINANCIAL GROUP | FRACTAL PROFILE WEALTH MANAGEMENT | FINGERFINANCIAL | FINANCIAL VISION & INVESTMENT SERVICES, INC. | FINANCIAL STRATEGIES, INC. | FINANCIAL ADVISORS OF THE ROCKIES, INC. | FAMILY FINANCIAL RETIREMENT SYSTEMS LLC | EDWARDS INVESTMENTS LLC | DARLING WEATLH MANAGEMENT, LLC | CORNERSTONE FINANCIAL RESOURCES, LLC | COLORADO ELITE RETIREMENT PLANNING, LL DBA SOLID WEALTH ADVISORS, LLC | CLEARPOINT FINANCIAL GROUP | CAMINO ADVISORY | BUDNICK WEALTH MANAGEMENT | BRIZENDINE ADVISOR SERVICES, LLC | BRIDGE WEALTH STRATEGIES | BLACKSTON FINANCIAL ADVISORY GROUP | BENTLEY FINANCIAL | AR WEALTH MANAGEMENT | AMERICAN ELITE RETIREMENT LLC | AMERICA DIRECT, LLC | ALTMEYER FINANCIAL INVESTMENTS, LLC | ADVANCED FINANCIAL STRATEGIES | ADAGE FINANICAL CONSULTANTS, INC.
CRD#: 144434 / SEC#: 801-77918
RIA
Registered Investment Advisory firm - (4/10/2013 Approved)Florida
Registered Investment Advisory firm - (8/26/2013 Terminated)Kentucky
Registered Investment Advisory firm - (8/27/2013 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1515 Buenos Aires Blvd, Lady Lake, FL 32159
Mailing Address
Phone number
(352) 750-1637
Established
Firm type
Fiscal year end
# of Employees
93
SEC notice filing (44 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10,143 |
| AUM (Assets Under Management) | $ 1,307,115,289 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
