CR
Charles W. Ross
ON INVESTMENT MANAGEMENT CO
Pittsburgh, PA 15237
Some features on this profile are disabled
CRD#: 1406020
CR
Professional summary
Charles William Ross is a registered financial advisor currently at ON INVESTMENT MANAGEMENT CO located in Pittsburgh, Pennsylvania and THE O.N. EQUITY SALES COMPANY located in Weirton, West Virginia.
Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Charles has worked at 9 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Charles William Ross's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 3, 2017 - Present
ON INVESTMENT MANAGEMENT CO
Office #1: 136 Three Degree Road Suite One, Pittsburgh, PA 15237RIA
CRD#: 105662
Pittsburgh, PA
Current
June 23, 2016 - Present
THE O.N. EQUITY SALES COMPANY
Office #1: 3660 Pennsylvania Ave, Weirton, WV 26062BD
CRD#: 2936
Weirton, WV
Past
January 2, 2015 - June 27, 2016
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
WEXFORD, PA
Past
January 2, 2015 - June 27, 2016
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
PITTSBURGH, PA
Past
November 5, 2007 - January 2, 2015
NEW ENGLAND SECURITIES
RIA
CRD#: 615
WEXFORD, PA
Past
February 8, 1996 - January 2, 2015
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Past
June 24, 1991 - February 9, 1996
PITTSBURGH INVESTMENT BROKERS, INC.
BD
CRD#: 21934
PITTSBURGH, PA
Past
April 8, 1989 - July 20, 1990
BUTCHER & SINGER INC.
BD
CRD#: 6517
Past
September 8, 1987 - April 6, 1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
November 18, 1986 - September 14, 1987
MORGAN STANLEY DW INC.
BD
CRD#: 7556
Past
September 25, 1985 - December 4, 1986
E. F. HUTTON & COMPANY INC
BD
CRD#: 235
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/22/2025)
RR
Arizona(6/23/2016)
RR
Florida(6/23/2016)
RR
Georgia(6/4/2018)
RR
Illinois(1/8/2020)
RR
Massachusetts(12/3/2025)
RR
Missouri(6/23/2016)
RR
New York(1/8/2020)
RR
North Carolina(5/25/2021)
RR
Ohio(6/23/2016)
RR
Pennsylvania(6/23/2016)
IAR
Pennsylvania(5/3/2017)
RR
West Virginia(6/23/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)PREMIUM
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Contact information
Main Address
One Financial Way, Cincinnati, OH 45242
Mailing Address
P.o. Box 371, Cincinnati, OH 45201-0371
Phone number
(855) 262-0913
Established
Firm type
Fiscal year end
# of Employees
3,193
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,053 |
| AUM (Assets Under Management) | $ 2,376,953,646 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
