LD
Lance Drucker
DRUCKER WEALTH | President & CEO
Woodcliff Lake, NJ
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CRD#: 1405843
LD
Professional summary
Lance Drucker, AIF®, who also goes by Lance Shawn Drucker, is a registered financial advisor currently at DRUCKER WEALTH located in Woodcliff Lake, New Jersey and PURSHE KAPLAN STERLING INVESTMENTS located in Woodcliff Lake, New Jersey.
Lance is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Lance has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
What are your service offerings?
Trust & estate planning
Financial planning
Insurance
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
500K
Are you a "fiduciary"?
Yes
Aliases
Lance Shawn Drucker
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Drucker Wealth. Investment Related. At registered location. RIA. Chairman. 2/15/2024. Hrs/month 120 with 100 during trading hours. Advisor, run the team, strategic planning. 2) Fixed Insurance. Investment Related. At registered location. Fixed/Traditional Insurance. Agent. 2/15/2024. Hrs/month 40 all during trading hours. Provide insurance advice based on the needs of client(s). 3) PKSF. Investment Related. At registered location. Fixed/Traditional Insurance. Agent. 2/15/2024. Hrs/month 40 all during trading hours. Provide insurance advice based on the needs of client(s).
CRS (Client Relationship Summary) - RIA
Click below to view Lance Drucker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
February 13, 2024 - Present
DRUCKER WEALTH
RIA
CRD#: 328909
Woodcliff Lake, NJ
Current
February 12, 2024 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 50 Tice Blvd Suite 340, Woodcliff Lake, NJ 07677BD
CRD#: 35747
Woodcliff Lake, NJ
Past
January 21, 2004 - February 12, 2024
HORNOR, TOWNSEND & KENT, LLC
RIA
CRD#: 4031
NEW YORK, NY
Past
September 23, 1985 - February 12, 2024
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DW
DRUCKER WEALTH
DRUCKER WEALTH | DRUCKER WEALTH, LLC | DRUCKER WEALTH 3.0, LLC
CRD#: 328909 / SEC#: 801-129473
RIA
Registered Investment Advisory firm - (2/6/2024 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/12/2024)
RR
Arizona(2/12/2024)
RR
Arkansas(2/12/2024)
RR
California(2/12/2024)
RR
Colorado(2/12/2024)
RR
Connecticut(2/12/2024)
RR
Delaware(2/12/2024)
RR
District of Columbia(2/12/2024)
RR
Florida(2/12/2024)
RR
Georgia(2/12/2024)
RR
Hawaii(1/23/2025)
RR
Idaho(2/12/2024)
RR
Illinois(2/12/2024)
RR
Indiana(2/15/2024)
RR
Kansas(2/12/2024)
RR
Kentucky(2/12/2024)
RR
Louisiana(2/12/2024)
RR
Maine(2/12/2024)
RR
Maryland(2/12/2024)
RR
Massachusetts(2/13/2024)
RR
Michigan(2/12/2024)
RR
Minnesota(2/13/2024)
RR
Mississippi(2/12/2024)
RR
Missouri(6/18/2024)
RR
New Jersey(2/12/2024)
IAR
New Jersey(2/13/2024)
RR
New Mexico(2/12/2024)
RR
New York(2/12/2024)
RR
North Carolina(2/12/2024)
RR
Ohio(2/12/2024)
RR
Oklahoma(2/12/2024)
RR
Oregon(2/4/2025)
RR
Pennsylvania(2/12/2024)
RR
South Carolina(2/12/2024)
RR
Tennessee(2/12/2024)
RR
Texas(2/12/2024)
RR
Utah(2/12/2024)
RR
Vermont(2/12/2024)
RR
Virginia(2/12/2024)
RR
Wisconsin(2/12/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
DW
DRUCKER WEALTH
DRUCKER WEALTH | DRUCKER WEALTH, LLC | DRUCKER WEALTH 3.0, LLC
CRD#: 328909 / SEC#: 801-129473
RIA
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Contact information
Main Address
Mahwah, NJ
Mailing Address
50 Tice Boulevard Suite 340, Woodcliff Lake, NJ 07677
Phone number
(212) 681-0460
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,985 |
| AUM (Assets Under Management) | $ 665,989,896 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
DRUCKER WEALTH
President & CEOCRD#: 328909Woodcliff Lake, NJTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
