Michael E. Longworth
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Edward Longworth was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1985. Michael had worked at 10 firms and has passed the Series 65, Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 18, 2014 - May 4, 2015
MONARCH ASSET MANAGEMENT LLC
February 4, 2004 - April 26, 2004
TRUIST INVESTMENT SERVICES, INC.
May 1, 2003 - April 26, 2004
TRUIST INVESTMENT SERVICES, INC.
December 7, 2001 - April 22, 2003
AMSOUTH INVESTMENT SERVICES, INC.
January 16, 2001 - March 1, 2001
TRUIST INVESTMENT SERVICES, INC.
February 26, 1996 - September 14, 2000
TRUIST INVESTMENT SERVICES, INC.
February 21, 1995 - February 10, 1996
BARNETT INVESTMENTS, INC.
June 7, 1993 - March 13, 1995
DETWILER FENTON WEALTH MANAGEMENT INC
January 22, 1992 - January 19, 1993
IDS LIFE INSURANCE COMPANY
January 22, 1992 - January 19, 1993
AMERIPRISE FINANCIAL SERVICES, LLC
November 24, 1987 - May 20, 1988
ADVANTAGE CAPITAL CORPORATION
July 29, 1987 - December 11, 1987
TOWER SQUARE SECURITIES, INC.
September 17, 1985 - December 13, 1985
METROPOLITAN LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MONARCH ASSET MANAGEMENT LLC
CRD#: 166444 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 105 |
| AUM (Assets Under Management) | $ 70,750,120 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
