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Carrie L. Hall
EAGLE STRATEGIES LLC
SCOTTSDALE, AZ 85253
Some features on this profile are disabled
CRD#: 1405784
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Professional summary
Carrie Lynn Hall, CFP®, CLU®, who also goes by Carrie L Goss, Carrie Lynn Goss, Carrie Goss, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Scottsdale, Arizona and NYLIFE SECURITIES LLC located in Scottsdale, Arizona.
Carrie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Carrie has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Carrie L Goss | Carrie Lynn Goss | Carrie Goss
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[INSURANCE BROKERING; APPOINTED WITH VARIOUS OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS DOING BUSINESS AS CARRIE HALL AND ASSOCIATES FINANCIAL & INSURANCE SERVICES, LLC; 6710 N. Scottsdale Road, Suite 160, Scottsdale, AZ 85353; Start Date 07/2021; Role/Title: Insurance Broker; Investment Related; 10 hours per month; 10 hours per month during securities trading hours] [BROPHY FOUNDATION; PROVIDES SCHOLARSHIP FUNDS TO STUDENTS WHO MEET FINANCIAL AID CRITERIA TO ATTEND BROPHY AND LOYOLA ACADEMY. PROVIDES SCHOLARSHIPS TO ABOUT 25 ADDITIONAL PRIVATE SCHOOLS IN THE PHOENIX AREA; 4701 N. CENTRAL AVENUE, PHOENIX, AZ 85012; START DATE 11/2013; ROLE/TITLE: BOARD MEMBER; NOT INVESTMENT RELATED; 10 HOURS PER MONTH; 5 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [ARIZONA COMMUNITY FOUNDATION PROFESSIONAL ADVISORY BOARD; ATTEND THREE MEETINGS A YEAR AND ACT AS AN AMBASSADOR FOR THE COMMUNITY FOUNDATION; 2201 E. CAMELBACK ROAD, SUITE 202, PHOENIX, AZ 85016; START DATE 10/2014; ROLE/TITLE: VOLUNTEER; NOT INVESTMENT RELATED; 2 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [Barrow Neurological Foundation; The Women's Board of the Barrow Neurological Institute. A Women's board to support fund raising efforts and education of the programs of the Barrow Neurological Institute in Phoenix Arizona.; C/O Foundation Office 350 W. Thomas Road, Phoenix, AZ 85013; Start Date 09/2016; Role/Title: Board Member; Not Investment Related; 20 hours per month; 5 hours per month during securities trading hours] [NYLARC Holding Company, Inc.; Reinsuring the life insurance that I write with New York LIfe; 51 Madison Avenue, NY, NY 10010; Start Date 04/1998; Role/Title: Member; Investment Related; 1 hours per month; 1 hours per month during securities trading hours; board of directors] [Barrow Neurological Foundation Women's Board; The Women's Board of the Barrow Neurological Institute. A Women's board to support fund raising efforts and education of the programs of the Barrow Neurological Institute in Phoenix Arizona.; C/O Foundation Office 350 W. Thomas Road, Phoenix, AZ 85013; Start Date 09/2016; Role/Title: Board Member; Not Investment Related; 20 hours per month; 5 hours per month during securities trading hours;Supporting the efforts of the foundation. I am the current President of the Women's Board of the Barrow Neurological Foundation.] [VALLEY ESTATE PLANNERS; Board member.; 4641 E. Quien Sabe Way, Cave Creek, AZ. 85331; Start Date 09/2022; Role/Title: Board Member; Not Investment Related; 1 hours per month; 1 hours per month during securities trading hours; choose speakers; ] [Tax Discussion Group; board member; start date 9/2002; non investment related; 2 hours per month]
CRS (Client Relationship Summary) - RIA
Click below to view Carrie Lynn Hall's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1998
Experience
Current
January 12, 1999 - Present
EAGLE STRATEGIES LLC
Office #1: 6710 N Scottsdale Road Ste 160, Scottsdale, AZ 85253RIA
CRD#: 110826
SCOTTSDALE, AZ
Current
November 17, 1988 - Present
NYLIFE SECURITIES LLC
Office #1: 6710 N Scottsdale Road #160, Scottsdale, AZ 85253BD
CRD#: 5167
Scottsdale, AZ
Past
September 25, 1985 - September 1, 1988
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
BD
CRD#: 5774
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/10/2022)
RR
Arizona(11/22/1988)
IAR
Arizona(1/12/1999)
RR
Arkansas(2/5/2018)
RR
California(6/14/1994)
RR
Colorado(2/22/1994)
RR
Connecticut(4/4/2008)
RR
Delaware(9/20/2019)
RR
District of Columbia(3/3/2025)
RR
Florida(3/3/2000)
RR
Georgia(5/22/2007)
RR
Idaho(8/15/2014)
RR
Illinois(12/17/1996)
RR
Indiana(4/4/2000)
RR
Iowa(6/27/2003)
RR
Kansas(4/24/2012)
RR
Kentucky(4/13/2015)
RR
Louisiana(5/19/2014)
RR
Maryland(8/22/2000)
RR
Massachusetts(12/5/2011)
RR
Michigan(10/23/1998)
RR
Minnesota(3/30/2004)
RR
Nebraska(9/2/2015)
RR
Nevada(6/21/1994)
RR
New Jersey(10/5/2001)
RR
New Mexico(2/27/1996)
RR
New York(6/15/1995)
RR
North Carolina(10/26/2022)
RR
North Dakota(9/26/2013)
RR
Oklahoma(1/4/2007)
RR
Oregon(4/4/2000)
RR
Pennsylvania(6/4/2014)
RR
Rhode Island(11/2/2021)
RR
South Carolina(1/19/2023)
RR
Texas(1/24/2005)
IAR
Texas(4/7/2005)
RR
Utah(6/20/2014)
RR
Vermont(11/29/2022)
RR
Washington(3/27/2000)
RR
Wisconsin(5/8/2000)
RR
Wyoming(8/19/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
